Compliance Manager Jobs in White Bluff, TN
Senior Compliance Officer - Credit
- UBS
- Nashville, TN (23 miles from White Bluff, TN)
- 12 days ago
- Nashville, TN (23 miles from White Bluff, TN)
- 12 days ago
Your role Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Franklin, TN (22 miles from White Bluff, TN)
- 26 days ago
- Franklin, TN (22 miles from White Bluff, TN)
- 26 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In Person- RHA Health Services
- Nashville, TN (23 miles from White Bluff, TN)
- 60+ days ago
- Nashville, TN (23 miles from White Bluff, TN)
- 60+ days ago
We are hiring for: Director of Compliance Type: Regular If you are a positive and personable individual looking for a satisfying and fun opportunity to make a real difference in the lives of...
In PersonDemographic Data for White Bluff, TN
Moving to White Bluff, TN? Find some basic demographic data about White Bluff, TN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in White Bluff, TN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in White Bluff, TN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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