Compliance Manager Jobs in Tennessee
Your role Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing...
In PersonIt representsAthe last level of control of the bank for regulatory, compliance, anti-money laundering and embargo risks and provides permanent advice on the related topics....
In PersonNIDC Quality Assurance and Regulatory Affairs Manager
- Oak Ridge National Laboratory
- Oak Ridge, TN
- 21 days ago
- Oak Ridge, TN
- 21 days ago
Requisition Id 15647 Overview: The Oak Ridge National Laboratory (ORNL) seeks to hire a Quality Assurance and Regulatory Affairs Manager. The position is in the National Isotope Development Center...
In PersonJOB SUMMARY The Safety & Compliance Coordinator role is responsible for assisting on various safety and transportation compliance tasks and responsibilities across the HouseSmart organization....
In PersonJob Description The Network Compliance Manager is responsible for maintaining a high degree of knowledge of Payment Network (Visa, Mastercard, American Express) operations, products, and services....
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Chattanooga, TN
- 25 days ago
- Chattanooga, TN
- 25 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In Person- The Recruiting Group, Inc.
- Knoxville, TN
- 28 days ago
- Knoxville, TN
- 28 days ago
Regulatory Compliance Manager LOCATION Knoxville, TN No Remote TYPE Direct Hire SALARY $90,000 - $140,000 / yr ID MI......
In PersonSenior Risk Compliance Officer - Privacy Officer
- First Horizon Bank
- Memphis, TN
- 45+ days ago
- Memphis, TN
- 45+ days ago
Location: On site in Memphis, TN; Raleigh, NC; Jonesboro, AR; SUMMARY A Privacy Officer is responsible for developing, implementing, and overseeing an organization's privacy policies and...
In PersonAdministrative Quality & Compliance Director
- Baptist Memorial Health Care
- Memphis, TN
- 60+ days ago
- Memphis, TN
- 60+ days ago
Overview Job Summary This position is responsible for all quality, compliance, risk management, patient safety, and patient experience activities within the hospital. It has primary responsibility...
In PersonWe are hiring for: Director of Compliance Type: Regular If you are a positive and personable individual looking for a satisfying and fun opportunity to make a real difference in the lives of...
In PersonDemographic Data for Tennessee
Moving to Tennessee? Find some basic demographic data about Tennessee below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tennessee
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tennessee offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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