Compliance Manager Jobs in Smyrna, TN
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Franklin, TN (24 miles from Smyrna, TN)
- 30+ days ago
- Franklin, TN (24 miles from Smyrna, TN)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In Person- RHA Health Services
- Nashville, TN (20 miles from Smyrna, TN)
- 60+ days ago
- Nashville, TN (20 miles from Smyrna, TN)
- 60+ days ago
We are hiring for: Director of Compliance Type: Regular If you are a positive and personable individual looking for a satisfying and fun opportunity to make a real difference in the lives of...
In PersonDemographic Data for Smyrna, TN
Moving to Smyrna, TN? Find some basic demographic data about Smyrna, TN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Smyrna, TN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Smyrna, TN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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