Compliance Manager Jobs in Powells Crossroads, TN
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Chattanooga, TN (14 miles from Powells Crossroads, TN)
- 15 days ago
- Chattanooga, TN (14 miles from Powells Crossroads, TN)
- 15 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Powells Crossroads, TN
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Powells Crossroads, TN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Powells Crossroads, TN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Private Banking
- Mortgage Servicing
- Equities
- Alternative Investments
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Analytical Skills
- Auditing
- Written Communication
- Implementation
- Collaboration
- Documentation
- Accounting
- Verbal Communication
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- Interpersonal Skills
- Investigation
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- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
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- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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