Compliance Manager Jobs in Little Compton, RI
Safety, Risk & Regulatory Compliance Coordinator
- High Point
- New Bedford, MA (14 miles from Little Compton, RI)
- 17 hours ago
- New Bedford, MA (14 miles from Little Compton, RI)
- 17 hours ago
Safety, Risk & Regulatory Compliance Coordinator Program & Location: Quality and Compliance / New Bedford Education: Bachelor’s degree in Environmental Health, Public Health, Health Sciences,...
In PersonSpecial Education Compliance Supervisor
- New Bedford Public Schools
- New Bedford, MA (14 miles from Little Compton, RI)
- 1 day ago
- New Bedford, MA (14 miles from Little Compton, RI)
- 1 day ago
JOB GOAL:To ensure that each student in the district receives the appropriate special education and related service supports in order to support the richest educational experience the district can...
In Person- Fidelity Investments
- Cranston, RI (22 miles from Little Compton, RI)
- 7 days ago
- Cranston, RI (22 miles from Little Compton, RI)
- 7 days ago
As a Director within the Fidelity Enterprise Services Compliance team, you will provide regulatory support primarily to Fidelity Labs, Fidelitys in-house fintech incubator with a mission to build...
In Person- CVS Health
- Warwick, RI (20 miles from Little Compton, RI)
- 20 days ago
- Warwick, RI (20 miles from Little Compton, RI)
- 20 days ago
DSCSA (Drug Supply Chain Security Act) Corporate Compliance Reporting Manager CVS Health 2.7 ( ) Warwick, RI on company site Why you should apply for a job to CVS Health : 62% say women are...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- East Providence, RI (23 miles from Little Compton, RI)
- 23 days ago
- East Providence, RI (23 miles from Little Compton, RI)
- 23 days ago
Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for providing compliance...
In PersonDemographic Data for Little Compton, RI
Moving to Little Compton, RI? Find some basic demographic data about Little Compton, RI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Little Compton, RI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Little Compton, RI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Retirement Planning
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Fraud Investigation
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Reimbursement
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Sales
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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