Compliance Manager Jobs in Rhode Island
Compliance Director, Cash Management and Payments
- Fidelity Investments
- Smithfield, RI
- 6 days ago
- Smithfield, RI
- 6 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Smithfield, RI
- 7 days ago
- Smithfield, RI
- 7 days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In PersonDescription Are you passionate about data privacy and ready to grow your career in risk management? Join us as a Privacy Risk Professional and play a pivotal role in strengthening our enterprise...
In PersonDescription Are you passionate about data privacy and eager to launch or continue your career in risk management? We are seeking a Privacy Risk Professional to enhance our enterprise privacy and...
In PersonOperations Compliance Supervisor- Transportation Coordinating /Billing Departments
- Student Transportation of America
- Coventry, RI
- 90+ days ago
- Coventry, RI
- 90+ days ago
Job Title: Operations Compliance Supervisor- Transportation Coordinating/Billing Departments Department: Transportation and Billing Reports to: General Manager Work Type: Full-Time, Monday- Friday...
In PersonDemographic Data for Rhode Island
Moving to Rhode Island? Find some basic demographic data about Rhode Island below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rhode Island
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rhode Island offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- Wealth Management
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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