Compliance Manager Jobs in Windermere, FL
- Hope and Help
- Aloma, FL (17 miles from Windermere, FL)
- 2 days ago
- Aloma, FL (17 miles from Windermere, FL)
- 2 days ago
Position oversees all aspects of the 340B Drug Pricing Program and Internal Administration Platform's strategic and operational compliance activities, ensuring that the organization maintains...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Orlando, FL (11 miles from Windermere, FL)
- 5 days ago
- Orlando, FL (11 miles from Windermere, FL)
- 5 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Orlando, FL (11 miles from Windermere, FL)
- 5 days ago
- Orlando, FL (11 miles from Windermere, FL)
- 5 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- Seaworld Parks & Entertainment
- Orlando, FL (11 miles from Windermere, FL)
- 30+ days ago
- Orlando, FL (11 miles from Windermere, FL)
- 30+ days ago
At SeaWorld, we're passionate about caring for animals. In fact, we've already rescued over 40,000 animals (and counting!). And we can save you from being stuck in just another job. Join us and...
In PersonSenior Vice President, Fraud Regulation and Compliance Manager
- The Bank of New York Mellon
- Lake Mary, FL (22 miles from Windermere, FL)
- 90+ days ago
- Lake Mary, FL (22 miles from Windermere, FL)
- 90+ days ago
Fraud Regulation and Compliance Manager At BNY, our culture allows us to run our company better and enables employees' growth and success....
In PersonDemographic Data for Windermere, FL
Moving to Windermere, FL? Find some basic demographic data about Windermere, FL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Windermere, FL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Windermere, FL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Accounting
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills