Compliance Manager Jobs in Florida
Senior Regulatory & Compliance Manager Senior Regulatory & Compliance Manager
- Chewy
- Plantation, FL
- 1 day ago
- Plantation, FL
- 1 day ago
Senior Regulatory & Compliance Manager Chewy 3 ( ) Plantation, FL for later # 7491912 Position summary 65 and EPR....
In PersonVP, Senior Compliance Officer Miami, FL, USA
- Cantor Fitzgerald Securities
- Miami, FL
- 2 days ago
- Miami, FL
- 2 days ago
Oversee compliance with applicable regulations, including Reg SHO, Rule 15a-6, Rule 5320, Reg BI, AML/KYC, OFAC, and recordkeeping requirements....
In PersonOversee compliance with applicable regulations, including Reg SHO, Rule 15a-6, Rule 5320, Reg BI, AML/KYC, OFAC, and recordkeeping requirements....
In PersonManager-Compliance -Quality Control Review
- American Express
- Sunrise, FL
- 5 days ago
- Sunrise, FL
- 5 days ago
Proven ability to lead team members in a way that encourages, develops, and delivers results. 3+ years of work experience in a financial services or payment institution in any of the following areas: Anti-Money...
In PersonRegulatory & Compliance Manager will own and lead regulatory and compliance strategy and execution for Chewys Private Brands....
In PersonSenior Compliance Officer - Trading/Portfolio Manager Jacksonville, FL, USA
- Deutsche Bank
- Jacksonville, FL
- 9 days ago
- Jacksonville, FL
- 9 days ago
Senior Compliance Officer - Trading/Portfolio ManagerJob Description: Employer: DWS Group Title: Senior Compliance Officer (Trading & Portfolio Management) Location: Jacksonville Job Code: #LI-LV2...
HybridVem ser Inter com a gente!!! Aqui no Inter, a gente acredita que o futuro comeca todos os dias, na tecnologia que voce cria, nas conexoes que voce desenvolve e nas ideias que voce compartilha....
In PersonDirector-Compliance: USIU AML Investigations
- American Express
- Sunrise, FL
- 11 days ago
- Sunrise, FL
- 11 days ago
Strong knowledge of global AML/CTF/ABC Regulations (BSA, US PATRIOT Act) Experience with direct people leadership and developing top talent....
In PersonThis is a full-time position, Monday through Thursday, 8:00 am - 6:30 pm. The Compliance Coordinator is responsible for implementing and monitoring compliance, risk management, and quality...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Jacksonville, FL
- 12 days ago
- Jacksonville, FL
- 12 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In Person- Titan Cement International
- Deerfield Beach, FL
- 12 days ago
- Deerfield Beach, FL
- 12 days ago
Titan America is seeking an experienced Accounting Compliance Manager to join the Corporate Office in Deerfield Beach, FL. This salaried role reports directly to the Accounting Director....
In PersonThe HR Compliance Coordinator is responsible for supporting our centralized HR Compliance processes to ensure Bloomin Brands (BBI) remains compliant for all Federal, State and Local laws. This...
In Person- Seaworld Parks & Entertainment
- Orlando, FL
- 14 days ago
- Orlando, FL
- 14 days ago
At SeaWorld, we're passionate about caring for animals. In fact, we've already rescued over 40,000 animals (and counting!). And we can save you from being stuck in just another job. Join us and...
In PersonAxogen is committed to building and maintaining a strong and gratifying company culture that fosters professional growth. Our hands-on and personal approach makes transitioning to a new job a...
In PersonSurveillance Trade Surveillance Compliance Officer - Associate
- Deutsche Bank
- Jacksonville, FL
- 18 days ago
- Jacksonville, FL
- 18 days ago
Job Title Surveillance Trade Surveillance Compliance Officer Corporate Title Associate Location Jacksonville, FL Overview Compliance is seeking an Analyst within the Trade Surveillance team to...
HybridDemographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Florida
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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