Compliance Analyst Jobs in Brooklyn, NY
Director, Business Compliance Officer - Wealth Compliance
- BNY
- New York, NY (3 miles from Brooklyn, NY)
- 17 hours ago
- New York, NY (3 miles from Brooklyn, NY)
- 17 hours ago
Director, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees growth and success. As a leading global financial services...
In PersonFinancial Crimes Compliance Operations Specialist - USDS
- Tiktok
- New York, NY (3 miles from Brooklyn, NY)
- 22 hours ago
- New York, NY (3 miles from Brooklyn, NY)
- 22 hours ago
Team IntroUSDS Financial Crimes Compliance is responsible for overseeing and operationalizing all aspects related to Anti-Money Laundering (AML) and Sanctions Compliance activities related to...
In PersonSenior Compliance Officer Regulatory Initiatives, Policies and Procedures
- TD Bank
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
In Person- Bank of Montreal
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
- New York, NY (3 miles from Brooklyn, NY)
- 1 day ago
Application Deadline: 02/20/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President will assist in effective implementation, maintenance and...
In PersonConsumer Protection Litigation and Compliance Associate
- Manatt, Phelps & Phillips, LLP.
- New York City, NY (1 mile from Brooklyn, NY)
- 2 days ago
- New York City, NY (1 mile from Brooklyn, NY)
- 2 days ago
to Facebook to LinkedIn to X Consumer Protection Litigation and Compliance Associate Department: Consumer Protection Offices: Chicago; Los Angeles; New York; Washington, D.C. Job Description...
In Person2024 Blackstone Legal and Compliance Analyst New York, NY, USA
- Blackstone
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
2024 Blackstone Legal and Compliance Analyst Blackstone is the world's largest alternative asset manager....
In PersonSenior FCRM Compliance Officer - Prime Brokerage Oversight New York, NY, USA
- TD Bank Group
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
In PersonPortfolio & Trading Compliance Officer, Mercer Investments New York, NY, USA
- Marsh McLennan
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 6 days ago
Portfolio & Trading Compliance Officer, Mercer Investments Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New...
HybridCompliance Associate/VP New York, NY, USA
- Galaxy
- New York, NY (3 miles from Brooklyn, NY)
- 9 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 9 days ago
Compliance Associate/VPWho We Are: Galaxy is a global leader in digital assets and data center infrastructure, delivering solutions that accelerate progress in finance and artificial intelligence....
In PersonPortfolio & Trading Compliance Officer, Mercer Investments
- Marsh McLennan
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of...
Hybrid2024 Blackstone Legal and Compliance Analyst
- Blackstone
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in...
In Person- Virtu Financial
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
Experience analyzing trading activity across a variety of asset classes, such as equities, options, fixed income, currency, commodities, futures, fx, swaps, forwards, and cryptocurrencies....
In PersonPolicy & Procedure Compliance Officer - Compliance - New York, New York, United States
- Societe Generale
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
Responsibilities Responsibilities: Responsibilities include, but are not limited to: Working with relevant stakeholders, assist in the development and maintenance of a full suite of US and...
In PersonTechnology Compliance Associate Director Technology Compliance Associate Director
- DTCC
- Jersey City, NJ (5 miles from Brooklyn, NY)
- 10 days ago
- Jersey City, NJ (5 miles from Brooklyn, NY)
- 10 days ago
Technology Compliance Associate Director DTCC 4.8 ( ) Multiple Locations on company site Why you should apply for a job to DTCC : Ranked as one of the 4.8/5 in overall job satisfaction 4.9/5 in...
HybridSenior FCRM Compliance Officer - Prime Brokerage Oversight
- TD Bank
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
- New York, NY (3 miles from Brooklyn, NY)
- 10 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
In PersonDemographic Data for Brooklyn, NY
Moving to Brooklyn, NY? Find some basic demographic data about Brooklyn, NY below.
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Salary for Compliance Analyst Jobs in Brooklyn, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Brooklyn, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Equity Research
- Management Reporting
- 21 CFR 820
- Equities
- Know Your Customer
- BSA
- OFAC
- Derivatives
- Internal Audits
- Securities and Exchange Commission
- Fixed Income
- ISO 13485
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Due Diligence
- Fraud Investigation
- Medical Device Sales
- Financial Services
- FDA Regulations
- Resolution
- Product Development
- Reimbursement
- Engineering
- Risk Management
- Analytical Skills
- Written Communication
- Auditing
- Finance
- Implementation
- Collaboration
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Policy Development
- Education Experience
- Bachelor's Degree
- Filing
- Research Skills
- Sales
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
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