Compliance Analyst Jobs
About the team: Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in...
In PersonDescription DESCRIPTION: The Regulatory Specialist shall be an enthusiastic, hard-working, detail-oriented individual primarily responsible for maintaining Regulatory Compliance. The Regulatory...
In Person- Give and Go Prepared Foods
- Etobicoke, ON
- 16 hours ago
- Etobicoke, ON
- 16 hours ago
Give & Go Prepared Foods Corp. is a proud member of the Mondelez family. We are a leading, and growing, North American manufacturer of baked goods for over 30 years. If you're looking for a...
In PersonCommercial Risk and Compliance Analyst
- Fulton Financial Corporation
- Lancaster, PA
- 22 hours ago
- Lancaster, PA
- 22 hours ago
Commercial Risk and Compliance Analyst Job Locations US-PA-Lancaster Requisition ID 2025-22741 Location Name Corporate Headquarters County Lancaster Category Audit/Risk/Compliance Position Type (Portal...
RemoteConsumer Protection Litigation and Compliance Associate
- Manatt, Phelps & Phillips, LLP.
- New York City, NY
- 22 hours ago
- New York City, NY
- 22 hours ago
to Facebook to LinkedIn to X Consumer Protection Litigation and Compliance Associate Department: Consumer Protection Job Number: 1046 Offices: Washington, D.C. Description Manatt, Phelps &...
In PersonCorporate Title: Associate Department: Compliance Location: New York The base pay range for this position at commencement of employment is expected to be between $100K and $140K per year* Company...
In PersonCardinal Health is seeking a Senior Regulatory Affairs Specialist to support the Medical Solutions Regulatory Affairs team. The selected candidate will provide regulatory support on a range of...
HybridPrincipal Regulatory Affairs Specialist
- Cardinal Health
- Mansfield, MA
- 1 day ago
- Mansfield, MA
- 1 day ago
Cardinal Health is seeking a Principal Regulatory Affairs Specialist to support the Medical Solutions Regulatory Affairs team. The selected candidate will provide regulatory support on a range of...
HybridExecutive Recruiter at JW Michaels & Co. SF based venture capital firm is seeking a mid level Compliance Officer to join their growing team! Overall Position Responsibilities Enhance and review...
HybridSenior Regulatory Affairs Specialist
- Bayside Solutions
- Santa Clara, CA
- 2 days ago
- Santa Clara, CA
- 2 days ago
Senior Regulatory Affairs Specialist in Santa Clara, California Overview Senior Regulatory Affairs Specialist Direct Hire Full-Time Role Salary Range: $129,000 - $147,000 per year Location: Santa...
HybridDOT Safety Compliance Associate
- Bekins Van Lines, Inc.
- Indianapolis, IN
- 2 days ago
- Indianapolis, IN
- 2 days ago
DOT Safety Compliance Associate Location: Indianapolis, IN Job Id: 188-5 # of Openings: 1 SUMMARY OF RESPONSIBILITIES: Monitors and encourages compliance with Federal Motor Carrier Safety...
In PersonSafety and Environmental Compliance Associate I
- Maryland Environmental Service
- Millersville, MD
- 3 days ago
- Millersville, MD
- 3 days ago
Current MES Employees who are interested in applying for this position must visit the Internal MES Careers Page by going to their Workday Dashboard, clicking on the Career icon and selecting Find...
In PersonCompliance Officer - Trading Boston, MA, USA Hybrid
- MFS Investment Management
- Boston, MA
- 3 days ago
- Boston, MA
- 3 days ago
compliance business area for both US and internal jurisdictions Excellent interpersonal, organizational, communication, team-working and problem-solving skills Familiarity with trading practices across equities...
HybridVP, Senior Compliance Officer Miami, FL, USA
- Cantor Fitzgerald Securities
- Miami, FL
- 3 days ago
- Miami, FL
- 3 days ago
Responsibilities Serve as the primary compliance advisor for Miami-based desks, including equities, options, swaps, and futures, covering agency and sales trading functions....
In Person- Heritage Family Credit Union
- Rutland, VT
- 4 days ago
- Rutland, VT
- 4 days ago
Who We're Looking For: Strong understanding of operational and third-party risk management Collaborative mindset with excellent communication skills Ability to influence, advise, and guide...
In PersonCompliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Equity Research
- 21 CFR 820
- Equities
- Mutual Funds
- Alternative Investments
- Know Your Customer
- Wealth Management
- Management Reporting
- Derivatives
- BSA
- Fixed Income
- ISO 13485
- Securities and Exchange Commission
- Employee Benefits
- Capital Markets
- Internal Control
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Investment Management
- Juris Doctor
- Fraud Investigation
- Financial Services
- Medical Device Sales
- Due Diligence
- FDA Regulations
- Resolution
- Product Development
- Strategy Development
- Reimbursement
- Engineering
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Sales
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
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