Compliance Analyst Jobs in New York
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
Generative AI Monitoring Analyst, Compliance & Control, S&P Global Ratings
- New York, NY
- 18 hours ago
- New York, NY
- 18 hours ago
About the Role: Grade Level (for internal use): 11 About the Role/The Team: The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program focused on the...
Overview Reporting to the Director of Information Security, the information security risk & compliance analyst assists in the management and execution of the firms data security, compliance, and risk...
At Equitable, our power is in our people. We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here,...
The Regulatory Compliance Specialist is responsible for ensuring compliance with all jurisdictional regulations within the designated department, mitigating potential legal and other company cost...
Remote WorkTHE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst to join our ambitious team in San Francisco, CA. This role presents an outstanding...
Sr. Compliance Officer - Compliance Oversight Program
- New York, NY
- 3 days ago
- New York, NY
- 3 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- New York, NY
- 3 days ago
- New York, NY
- 3 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
LOCATION New York, NY SALARY $125,000 - $200,000 EMPLOYMENT TYPE Direct Hire CATEGORY Legal Services DIVISION Career Group Search This opportunity is with a client of Career Group Search, a...
Chief Compliance Officer for Investments & Reinsurance - Director
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Review and assess compliance related to asset allocation strategies, investment committee governance, and reporting obligations....
APPLICANTS MUST BE PERMANENT IN THE CONTRACT SPECIALIST OR PROCUREMENT ANALYST OR REACHABLE IN EITHER TITLES' CIVIL SERVICE LISTS*. The New York City Commission on Human Rights (CCHR) works every...
2026 Campus Recruitment Legal & Compliance Department Consumer and Regulatory Compliance Associate
- New York, NY
- 5 days ago
- New York, NY
- 5 days ago
Introduction Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our...
Poste et missions CUSO Compliance Governance and Reporting Officer supporting the Head of Combined U.S. Operations ("CUSO") Compliance in overseeing and executing on operational, organizational,...
Location: 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The...
The New York City Department of Youth and Community Development (DYCD) invests in a network of community-based organizations and programs to alleviate the effects of poverty and to provide...
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Salary for Compliance Analyst Jobs in New York
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Equity Research
- Equities
- Management Reporting
- BSA
- 21 CFR 820
- Hedge Funds
- OFAC
- Fixed Income
- ISO 13485
- Internal Control
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Medical Device Sales
- Fraud Investigation
- FDA Regulations
- Product Development
- Reimbursement
- Strategy Development
- Engineering
- Risk Management
- Finance
- Implementation
- Written Communication
- Analytical Skills
- Auditing
- Accounting
- Verbal Communication
- Collaboration
- Documentation
- Employee Development
- Reporting
- Investigation
- Interpersonal Skills
- Flexibility
- Education Experience
- Policy Development
- Microsoft PowerPoint
- Filing
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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