Compliance Manager Jobs in Smithfield, WV
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Fairmont, WV (24 miles from Smithfield, WV)
- 16 days ago
- Fairmont, WV (24 miles from Smithfield, WV)
- 16 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Smithfield, WV
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Smithfield, WV
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Smithfield, WV offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Alternative Investments
- Freddie Mac
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Word
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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