Compliance Manager Jobs in Sanger, TX
Senior Manager, Compliance Trade Surveillance Senior Manager, Compliance Trade Surveillance
- Charles Schwab
- Westlake, TX (24 miles from Sanger, TX)
- 1 day ago
- Westlake, TX (24 miles from Sanger, TX)
- 1 day ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonWater Quality Compliance Coordinator
- City of Roanoke
- Roanoke, TX (24 miles from Sanger, TX)
- 1 day ago
- Roanoke, TX (24 miles from Sanger, TX)
- 1 day ago
The City of Roanoke is excited to announce the opportunity for Water Quality Compliance Coordinator. We are pleased to offer competitive compensation & benefits, including, but not limited to:...
In PersonDAFgiving360, Non Profit Financial & Regulatory Manager
- Charles Schwab Corporation
- Westlake, TX (24 miles from Sanger, TX)
- 2 days ago
- Westlake, TX (24 miles from Sanger, TX)
- 2 days ago
Your Opportunity DAFgiving360 is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX (24 miles from Sanger, TX)
- 5 days ago
- Westlake, TX (24 miles from Sanger, TX)
- 5 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Westlake, TX (24 miles from Sanger, TX)
- 5 days ago
- Westlake, TX (24 miles from Sanger, TX)
- 5 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- National Carwash Solutions
- Frisco, TX (24 miles from Sanger, TX)
- 7 days ago
- Frisco, TX (24 miles from Sanger, TX)
- 7 days ago
As a Data & Compliance Manager, you will lead initiatives and analytics to support our growing business demands and organizational goals....
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Westlake, TX (24 miles from Sanger, TX)
- 30+ days ago
- Westlake, TX (24 miles from Sanger, TX)
- 30+ days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Westlake, TX (24 miles from Sanger, TX)
- 30+ days ago
- Westlake, TX (24 miles from Sanger, TX)
- 30+ days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In Person- BayMark Services Inc
- Lewisville, TX (23 miles from Sanger, TX)
- 30+ days ago
- Lewisville, TX (23 miles from Sanger, TX)
- 30+ days ago
Position at BayMark Health Services Full Time - Compliance Manager BayMark Health Services is looking for a detail-oriented and conscientious Compliance Manager to provide auditing and regulatory oversight...
In PersonDemographic Data for Sanger, TX
Moving to Sanger, TX? Find some basic demographic data about Sanger, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sanger, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sanger, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Accounting
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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