Compliance Manager Jobs in Roanoke, TX
- Safran Group
- Grand Prairie, TX (20 miles from Roanoke, TX)
- 1 hour ago
- Grand Prairie, TX (20 miles from Roanoke, TX)
- 1 hour ago
Summary of Job Purpose: Responsible for Safran Power Units Dallas and Safran Power Units San Diego functional adherence to all applicable compliance related standards such as C-TPAT, ITAR, EAR, CBP and OFAC...
In PersonCompliance Audit Manager - Clinical Research
- McKesson
- Irving, TX (20 miles from Roanoke, TX)
- 21 hours ago
- Irving, TX (20 miles from Roanoke, TX)
- 21 hours ago
McKesson is an impact-driven, Fortune 10 company that touches virtually every aspect of healthcare. We are known for delivering insights, products, and services that make quality care more...
HybridSenior Manager, Compliance Trade Surveillance Senior Manager, Compliance Trade Surveillance
- Charles Schwab
- Westlake, TX
- 1 day ago
- Westlake, TX
- 1 day ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonThe City of Roanoke is excited to announce the opportunity for Water Quality Compliance Coordinator. We are pleased to offer competitive compensation & benefits, including, but not limited to:...
In PersonDAFgiving360, Non Profit Financial & Regulatory Manager
- Charles Schwab Corporation
- Westlake, TX
- 3 days ago
- Westlake, TX
- 3 days ago
Your Opportunity DAFgiving360 is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX
- 6 days ago
- Westlake, TX
- 6 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Westlake, TX
- 6 days ago
- Westlake, TX
- 6 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- National Carwash Solutions
- Frisco, TX (24 miles from Roanoke, TX)
- 7 days ago
- Frisco, TX (24 miles from Roanoke, TX)
- 7 days ago
As a Data & Compliance Manager, you will lead initiatives and analytics to support our growing business demands and organizational goals....
In PersonSenior Mortgage Compliance Officer
- TEKsystems
- Irving, TX (20 miles from Roanoke, TX)
- 8 days ago
- Irving, TX (20 miles from Roanoke, TX)
- 8 days ago
About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over...
In PersonSenior Manager, Compliance Senior Manager, Compliance
- Charles Schwab
- Southlake, TX (5 miles from Roanoke, TX)
- 8 days ago
- Southlake, TX (5 miles from Roanoke, TX)
- 8 days ago
Senior Manager, Compliance Charles Schwab 4 ( ) Multiple Locations Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say women are treated...
In PersonPrinc Trade Compliance Manager
- Elbit America
- Fort Worth, TX (20 miles from Roanoke, TX)
- 9 days ago
- Fort Worth, TX (20 miles from Roanoke, TX)
- 9 days ago
Job Summary: As a Princ Trade Compliance Manager this role serves as the organization’s expert on global import and export compliance, responsible for interpreting and applying complex international...
In Person- CVS Health
- Irving, TX (20 miles from Roanoke, TX)
- 10 days ago
- Irving, TX (20 miles from Roanoke, TX)
- 10 days ago
And we do it all with heart, each and every day.Position Summary: As a Compliance Manager, you will oversee All Payer Claims Database (APCD) states....
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Westlake, TX
- 30+ days ago
- Westlake, TX
- 30+ days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Westlake, TX
- 30+ days ago
- Westlake, TX
- 30+ days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In Person- BayMark Services Inc
- Lewisville, TX (5 miles from Roanoke, TX)
- 30+ days ago
- Lewisville, TX (5 miles from Roanoke, TX)
- 30+ days ago
Position at BayMark Health Services Full Time - Compliance Manager BayMark Health Services is looking for a detail-oriented and conscientious Compliance Manager to provide auditing and regulatory oversight...
In PersonDemographic Data for Roanoke, TX
Moving to Roanoke, TX? Find some basic demographic data about Roanoke, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Roanoke, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Roanoke, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Accounting
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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