Compliance Manager Jobs in Pflugerville, TX
Retirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Austin, TX (17 miles from Pflugerville, TX)
- 1 day ago
- Austin, TX (17 miles from Pflugerville, TX)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Austin, TX (17 miles from Pflugerville, TX)
- 1 day ago
- Austin, TX (17 miles from Pflugerville, TX)
- 1 day ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- Charles Schwab Corporation
- Austin, TX (17 miles from Pflugerville, TX)
- 9 days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 9 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
In Person- News Corporation
- Austin, TX (17 miles from Pflugerville, TX)
- 24 days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 24 days ago
Senior Compliance Manager at Realtor.com Location: Scottsdale, AZ (Hybrid - Remote/In-Office 3 days per week) At Avail by Realtor.com, we're seeking a skilled Senior Compliance Manager to join our team...
HybridResearch Compliance Coordinator
- Texas A&M University - Kingsville
- Austin, TX (17 miles from Pflugerville, TX)
- 30+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 30+ days ago
Export Administration Regulations (EAR), International Traffic in Arms Regulations (ITAR), and Office of Foreign Assets Control (OFAC) guidelines....
In Person- Austin Capital Bank
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
Ensure ongoing compliance with all applicable regulations, including the Bank Secrecy Act (BSA)....
In PersonSenior Compliance Manager - Anti-Corruption (Financial Transactions)
- McKinsey
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
In PersonFoundation Operations and Compliance Manager
- Texas A&M University - San Antonio
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 45+ days ago
Job Title Foundation Operations and Compliance Manager Agency Texas A&M University - San Antonio Department Office Of University Advancement and External Relations Proposed Minimum Salary Commensurate...
In PersonRegional Clinical Compliance Director, Greater Austin Region
- Baylor Scott & White Health
- Round Rock, TX (7 miles from Pflugerville, TX)
- 60+ days ago
- Round Rock, TX (7 miles from Pflugerville, TX)
- 60+ days ago
JOB SUMMARY The Regional Clinical Compliance Director is responsible for planning, developing, and enforcing clinical compliance programs for Baylor Scott and White Health (BSWH), which may...
In PersonVP, Payments Compliance Officer
- Texas Capital Bancshares, Inc.
- Austin, TX (17 miles from Pflugerville, TX)
- 60+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 60+ days ago
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
In PersonCompliance Manager- Monitoring and Testing
- Wise PLC
- Austin, TX (17 miles from Pflugerville, TX)
- 90+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 90+ days ago
Manager or similar qualification Familiar with regulations and processes related to Financial Crime, Reg E, UDAAP, E-Sign Act, and state Money Transmission License regulations; Ability to analyze and...
In PersonDOT Compliance Coordinator (Coppell, TX) - Austin Bridge & Road
- Austin Bridge
- Austin, TX (17 miles from Pflugerville, TX)
- 90+ days ago
- Austin, TX (17 miles from Pflugerville, TX)
- 90+ days ago
Austin Industries is one of the nation's largest, most diversified U.S.-based construction companies. With more than 7,000 employee-owners, Austin Industries provides nearly every type of civil,...
In PersonDemographic Data for Pflugerville, TX
Moving to Pflugerville, TX? Find some basic demographic data about Pflugerville, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pflugerville, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pflugerville, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Mortgage Servicing
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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