Compliance Manager Jobs in Lake Dallas, TX
- National Life Group
- Addison, TX (14 miles from Lake Dallas, TX)
- 4 days ago
- Addison, TX (14 miles from Lake Dallas, TX)
- 4 days ago
Expertise in compliance oversight for lending practices, credit underwriting, and borrower monitoring....
In PersonCompliance Manager Compliance Manager
- Charles Schwab
- Westlake, TX (14 miles from Lake Dallas, TX)
- 4 days ago
- Westlake, TX (14 miles from Lake Dallas, TX)
- 4 days ago
Compliance Manager Charles Schwab 4 ( ) Westlake, TX for later Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say women are treated fairly...
In PersonSenior Manager, Compliance Risk Testing Senior Manager, Compliance Risk Testing
- Charles Schwab
- Southlake, TX (14 miles from Lake Dallas, TX)
- 6 days ago
- Southlake, TX (14 miles from Lake Dallas, TX)
- 6 days ago
Qualifications: Minimum of 8 years of experience within financial services 5-8 years of experience in a Regulatory Testing/Examiner/Audit role Understanding of FRB, SEC, FINRA, OCC, NFA, Privacy and Anti-Money...
In PersonManager, Compliance - Reporting Manager, Compliance - Reporting
- Charles Schwab
- Southlake, TX (14 miles from Lake Dallas, TX)
- 6 days ago
- Southlake, TX (14 miles from Lake Dallas, TX)
- 6 days ago
Manager, Compliance - Reporting Charles Schwab 4 ( ) Southlake, TX on company site Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say...
In PersonExport-Import Compliance Officer (Remote) (H/F) (M/F)
- SAFRAN USA INC.
- Irving, TX (21 miles from Lake Dallas, TX)
- 6 days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 6 days ago
SAFRAN USA INC. is looking for : Job Responsibilities: As a subject matter expert, the EX/IM CO will be able to interpret U.S. trade regulations (ITAR, EAR, FTR, FCPA, OFAC and Customs) and provide...
Remote- Charles Schwab Corporation
- Westlake, TX (14 miles from Lake Dallas, TX)
- 8 days ago
- Westlake, TX (14 miles from Lake Dallas, TX)
- 8 days ago
Risk and Compliance Managers to monitor business compliance risk and participate in associated reviews for risk identification, control evaluation, and assessment (RCSA) of business activities....
In PersonOnsite Compliance Coordinator (Savannah)
- RealManage
- Savannah, TX (11 miles from Lake Dallas, TX)
- 9 days ago
- Savannah, TX (11 miles from Lake Dallas, TX)
- 9 days ago
Job DetailsJob Location: Savannah, TXPosition Type: Full TimeSalary Range: $20.00 - $23.00 HourlyJob Category: ELVONS DescriptionOverview: RealManage Elevated Onsite is a division of RealManage, a...
In Person- Mariner Finance
- Plano, TX (16 miles from Lake Dallas, TX)
- 12 days ago
- Plano, TX (16 miles from Lake Dallas, TX)
- 12 days ago
Preferred Qualifications: Certified Regulatory Compliance Manager (CRCM)....
In PersonSenior Manager, Compliance Risk Testing
- Charles Schwab Corporation
- Southlake, TX (14 miles from Lake Dallas, TX)
- 12 days ago
- Southlake, TX (14 miles from Lake Dallas, TX)
- 12 days ago
Qualifications: Minimum of 8 years of experience within financial services 5-8 years of experience in a Regulatory Testing/Examiner/Audit role Understanding of FRB, SEC, FINRA, OCC, NFA, Privacy and Anti-Money...
In PersonManager, Compliance - Reporting
- Charles Schwab Corporation
- Southlake, TX (14 miles from Lake Dallas, TX)
- 12 days ago
- Southlake, TX (14 miles from Lake Dallas, TX)
- 12 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
In PersonFranchise Systems and Compliance Manager
- Hana Group
- Irving, TX (21 miles from Lake Dallas, TX)
- 15 days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 15 days ago
Job Description The Franchise Systems and Compliance Manager is instrumental in growing our franchisee base and supporting the company expansion through systems setup and maintenance, internal partnership...
In PersonCompliance Officer, Global Data Insights and Analytics, Vice President
- MUFG
- Irving, TX (21 miles from Lake Dallas, TX)
- 27 days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 27 days ago
A background in counter threat finance, anti-money laundering, and/or sanctions compliance is strongly preferred....
Remote- Tyler Technologies
- Plano, TX (16 miles from Lake Dallas, TX)
- 28 days ago
- Plano, TX (16 miles from Lake Dallas, TX)
- 28 days ago
We are seeking an IT SOX Compliance Manager to be responsible to lead the enterprise-wide IT SOX compliance program with a focus on governance, risk assessment, control design evaluation, and program...
RemoteSenior PCI Compliance Control Manager (PCI DSS 4.0)
- US Bank
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- CCMC
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
- Irving, TX (21 miles from Lake Dallas, TX)
- 30+ days ago
Compliance Coordinator CCMC - 3.3 Irving, TX Job Details Full-time 1 day ago Benefits Wellness program Mileage reimbursement Paid holidays Disability insurance Health insurance Dental insurance...
In PersonDemographic Data for Lake Dallas, TX
Moving to Lake Dallas, TX? Find some basic demographic data about Lake Dallas, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lake Dallas, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lake Dallas, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Reduction in Force
- Commercial Banking
- Mortgage Servicing
- Equities
- Private Banking
- Equity Research
- Fixed Income
- Know Your Customer
- Consumer Lending
- BSA
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Implementation
- Analytical Skills
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Investigation
- Reporting
- Coaching
- Mentoring
- Employee Development
- Regulations
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Time Management
- Microsoft Word
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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