Compliance Manager Jobs in Krum, TX
Retirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX (19 miles from Krum, TX)
- 2 days ago
- Westlake, TX (19 miles from Krum, TX)
- 2 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Westlake, TX (19 miles from Krum, TX)
- 2 days ago
- Westlake, TX (19 miles from Krum, TX)
- 2 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonSenior Manager, Compliance Senior Manager, Compliance
- Charles Schwab
- Southlake, TX (24 miles from Krum, TX)
- 5 days ago
- Southlake, TX (24 miles from Krum, TX)
- 5 days ago
Senior Manager, Compliance Charles Schwab 4 ( ) Multiple Locations Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say women are treated...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Westlake, TX (19 miles from Krum, TX)
- 27 days ago
- Westlake, TX (19 miles from Krum, TX)
- 27 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Westlake, TX (19 miles from Krum, TX)
- 28 days ago
- Westlake, TX (19 miles from Krum, TX)
- 28 days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In Person- BayMark Services Inc
- Lewisville, TX (20 miles from Krum, TX)
- 30+ days ago
- Lewisville, TX (20 miles from Krum, TX)
- 30+ days ago
Position at BayMark Health Services Full Time - Compliance Manager BayMark Health Services is looking for a detail-oriented and conscientious Compliance Manager to provide auditing and regulatory oversight...
In PersonDemographic Data for Krum, TX
Moving to Krum, TX? Find some basic demographic data about Krum, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Krum, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Krum, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Mortgage Servicing
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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