Compliance Manager Jobs in Ft Worth, TX
Senior Manager, Compliance Trade Surveillance Senior Manager, Compliance Trade Surveillance
- Charles Schwab
- Westlake, TX (20 miles from Ft Worth, TX)
- 20 hours ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 20 hours ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonWater Quality Compliance Coordinator
- City of Roanoke
- Roanoke, TX (20 miles from Ft Worth, TX)
- 21 hours ago
- Roanoke, TX (20 miles from Ft Worth, TX)
- 21 hours ago
The City of Roanoke is excited to announce the opportunity for Water Quality Compliance Coordinator. We are pleased to offer competitive compensation & benefits, including, but not limited to:...
In PersonRequisition ID: 178323 Position Summary Assist skilled craft workers in performing their assigned duties. Performs tasks that require physical labor at construction sites must have the ability to...
In PersonDAFgiving360, Non Profit Financial & Regulatory Manager
- Charles Schwab Corporation
- Westlake, TX (20 miles from Ft Worth, TX)
- 2 days ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 2 days ago
Your Opportunity DAFgiving360 is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and...
In PersonGlobal Financial Crimes Compliance Officer, Technology (Advisory, Risk & Controls) - Vice President
- MUFG
- Irving, TX (22 miles from Ft Worth, TX)
- 4 days ago
- Irving, TX (22 miles from Ft Worth, TX)
- 4 days ago
Your Customer (KYC), Anti Money Laundering (AML) prevention, Electronic Surveillance and Control room functions....
HybridRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX (20 miles from Ft Worth, TX)
- 5 days ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 5 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Westlake, TX (20 miles from Ft Worth, TX)
- 5 days ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 5 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonSenior Mortgage Compliance Officer
- TEKsystems
- Irving, TX (22 miles from Ft Worth, TX)
- 7 days ago
- Irving, TX (22 miles from Ft Worth, TX)
- 7 days ago
About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over...
In PersonSenior Manager, Compliance Senior Manager, Compliance
- Charles Schwab
- Southlake, TX (18 miles from Ft Worth, TX)
- 7 days ago
- Southlake, TX (18 miles from Ft Worth, TX)
- 7 days ago
Senior Manager, Compliance Charles Schwab 4 ( ) Multiple Locations Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say women are treated...
In PersonJob Summary: As a Princ Trade Compliance Manager this role serves as the organization’s expert on global import and export compliance, responsible for interpreting and applying complex international...
In Person- CVS Health
- Irving, TX (22 miles from Ft Worth, TX)
- 9 days ago
- Irving, TX (22 miles from Ft Worth, TX)
- 9 days ago
And we do it all with heart, each and every day.Position Summary: As a Compliance Manager, you will oversee All Payer Claims Database (APCD) states....
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Westlake, TX (20 miles from Ft Worth, TX)
- 29 days ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 29 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Westlake, TX (20 miles from Ft Worth, TX)
- 30+ days ago
- Westlake, TX (20 miles from Ft Worth, TX)
- 30+ days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In Person- BayMark Services Inc
- Lewisville, TX (23 miles from Ft Worth, TX)
- 30+ days ago
- Lewisville, TX (23 miles from Ft Worth, TX)
- 30+ days ago
Position at BayMark Health Services Full Time - Compliance Manager BayMark Health Services is looking for a detail-oriented and conscientious Compliance Manager to provide auditing and regulatory oversight...
In PersonIT Quality Compliance Manager - Hybrid
- Caris Life Sciences
- Irving, TX (24 miles from Ft Worth, TX)
- 60+ days ago
- Irving, TX (24 miles from Ft Worth, TX)
- 60+ days ago
Position Summary The IT Quality Compliance Manager position will be responsible for overseeing the design, implementation, and ongoing management of IT controls to ensure compliance with internal and...
HybridDemographic Data for Ft Worth, TX
Moving to Ft Worth, TX? Find some basic demographic data about Ft Worth, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ft Worth, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ft Worth, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Risk Analysis
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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