Compliance Manager Jobs in Coppell, TX
Senior Manager, Compliance Trade Surveillance Senior Manager, Compliance Trade Surveillance
- Charles Schwab
- Westlake, TX (13 miles from Coppell, TX)
- 14 hours ago
- Westlake, TX (13 miles from Coppell, TX)
- 14 hours ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In PersonWater Quality Compliance Coordinator
- City of Roanoke
- Roanoke, TX (13 miles from Coppell, TX)
- 15 hours ago
- Roanoke, TX (13 miles from Coppell, TX)
- 15 hours ago
The City of Roanoke is excited to announce the opportunity for Water Quality Compliance Coordinator. We are pleased to offer competitive compensation & benefits, including, but not limited to:...
In PersonDAFgiving360, Non Profit Financial & Regulatory Manager
- Charles Schwab Corporation
- Westlake, TX (13 miles from Coppell, TX)
- 1 day ago
- Westlake, TX (13 miles from Coppell, TX)
- 1 day ago
Your Opportunity DAFgiving360 is an independent nonprofit organization created to increase charitable giving in the U.S. We offer a donor-advised fund program and related philanthropic tools and...
In PersonSenior Manager, Compliance Risk Analytics and Reporting
- ScotiaBank
- Dallas, TX (15 miles from Coppell, TX)
- 2 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 2 days ago
Requisition ID: 247620 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful...
In PersonCompliance Coordinator - Regulatory Readiness & Response
- McKinsey
- Dallas, TX (15 miles from Coppell, TX)
- 2 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 2 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
In PersonGovernance, Risk & Compliance Director
- American Heart Association
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 3 days ago
Overview Since our founding in 1924, we've cut cardiovascular disease deaths in half, but there is still so much more to do. To overcome todays biggest health challenges and accelerate this...
HybridGlobal Financial Crimes Compliance Officer, Technology (Advisory, Risk & Controls) - Vice President
- MUFG
- Irving, TX (10 miles from Coppell, TX)
- 4 days ago
- Irving, TX (10 miles from Coppell, TX)
- 4 days ago
Your Customer (KYC), Anti Money Laundering (AML) prevention, Electronic Surveillance and Control room functions....
HybridRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX (13 miles from Coppell, TX)
- 4 days ago
- Westlake, TX (13 miles from Coppell, TX)
- 4 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonSenior Manager, Compliance Trade Surveillance
- Charles Schwab Corporation
- Westlake, TX (13 miles from Coppell, TX)
- 4 days ago
- Westlake, TX (13 miles from Coppell, TX)
- 4 days ago
particularly of trading in equities, equity options, fixed income, futures and futures derivatives and ability to perform trade surveillance on such asset classes Understanding of SEC, FINRA, CFTC, NFA, Anti-Money...
In Person- National Carwash Solutions
- Frisco, TX (17 miles from Coppell, TX)
- 6 days ago
- Frisco, TX (17 miles from Coppell, TX)
- 6 days ago
As a Data & Compliance Manager, you will lead initiatives and analytics to support our growing business demands and organizational goals....
In PersonManager, Compliance Testing Dallas, TX, USA
- Scotiabank
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 6 days ago
Manager, Compliance TestingRequisition ID: 245239 Salary Range: 76,600.00 - 142,300.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors,...
In PersonSenior Mortgage Compliance Officer
- TEKsystems
- Irving, TX (10 miles from Coppell, TX)
- 7 days ago
- Irving, TX (10 miles from Coppell, TX)
- 7 days ago
About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over...
In PersonSenior Manager, Compliance Senior Manager, Compliance
- Charles Schwab
- Southlake, TX (9 miles from Coppell, TX)
- 7 days ago
- Southlake, TX (9 miles from Coppell, TX)
- 7 days ago
Senior Manager, Compliance Charles Schwab 4 ( ) Multiple Locations Why you should apply for a job to Charles Schwab : Ranked as one of the 4/5 in overall job satisfaction 67% say women are treated...
In Person- Futu Securities
- Dallas, TX (15 miles from Coppell, TX)
- 7 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 7 days ago
About the Team & Role: As the Director/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures....
In PersonVice President, Compliance Manager(AML)
- Futu Securities
- Dallas, TX (15 miles from Coppell, TX)
- 7 days ago
- Dallas, TX (15 miles from Coppell, TX)
- 7 days ago
About the Team & Role: As the VP/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures....
In PersonDemographic Data for Coppell, TX
Moving to Coppell, TX? Find some basic demographic data about Coppell, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Coppell, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Coppell, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Fixed Income
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Risk Analysis
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Employee Development
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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