Compliance Manager Jobs in Aurora, TX
Manager, Compliance - Data Analytics and Innovation
- Charles Schwab Corporation
- Southlake, TX (21 miles from Aurora, TX)
- 2 days ago
- Southlake, TX (21 miles from Aurora, TX)
- 2 days ago
individuals and families regarding their financial needs, including retirement planning, education planning, investment management, estate planning, active investing, managed investing, banking and lending...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- North Richland Hills, TX (24 miles from Aurora, TX)
- 8 days ago
- North Richland Hills, TX (24 miles from Aurora, TX)
- 8 days ago
Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for providing compliance...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Keller, TX (17 miles from Aurora, TX)
- 8 days ago
- Keller, TX (17 miles from Aurora, TX)
- 8 days ago
The Team Asset Management Compliance ('AMC') works closely with Fidelitys investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and...
In PersonWater Quality Compliance Coordinator
- City of Roanoke
- Roanoke, TX (16 miles from Aurora, TX)
- 15 days ago
- Roanoke, TX (16 miles from Aurora, TX)
- 15 days ago
The City of Roanoke is excited to announce the opportunity for Water Quality Compliance Coordinator. We are pleased to offer competitive compensation & benefits, including, but not limited to:...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Westlake, TX (16 miles from Aurora, TX)
- 19 days ago
- Westlake, TX (16 miles from Aurora, TX)
- 19 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In Person- BayMark Services Inc
- Lewisville, TX (21 miles from Aurora, TX)
- 45+ days ago
- Lewisville, TX (21 miles from Aurora, TX)
- 45+ days ago
Position at BayMark Health Services Full Time - Compliance Manager BayMark Health Services is looking for a detail-oriented and conscientious Compliance Manager to provide auditing and regulatory oversight...
In PersonDemographic Data for Aurora, TX
Moving to Aurora, TX? Find some basic demographic data about Aurora, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Aurora, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Aurora, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Risk Analysis
- Financial Services
- Executive Management
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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