Compliance Manager Jobs in Providence, RI
Compliance Manager/Advisory Program Officer Regulation W (Consulting)
- SolomonEdwards
- Providence, RI
- 1 day ago
- Providence, RI
- 1 day ago
For more information, visit SolomonEdwards Position Summary: We are seeking a Compliance Manager/Advisory Program Officer Regulation W to join a large, U.S.-based global banking organization....
In PersonNice to haves: Advanced Certifications: CAMS (Anti-Money Laundering Specialist) or CDMP (Certified Data Management Professional)....
In Person- Fidelity Investments
- Woonsocket, RI (12 miles from Providence, RI)
- 10 days ago
- Woonsocket, RI (12 miles from Providence, RI)
- 10 days ago
As a Director within the Fidelity Enterprise Services Compliance team, you will provide regulatory support primarily to Fidelity Labs, Fidelitys in-house fintech incubator with a mission to build...
In Person- CVS Health
- Warwick, RI (8 miles from Providence, RI)
- 23 days ago
- Warwick, RI (8 miles from Providence, RI)
- 23 days ago
DSCSA (Drug Supply Chain Security Act) Corporate Compliance Reporting Manager CVS Health 2.7 ( ) Warwick, RI on company site Why you should apply for a job to CVS Health : 62% say women are...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Smithfield, RI (8 miles from Providence, RI)
- 60+ days ago
- Smithfield, RI (8 miles from Providence, RI)
- 60+ days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In Person- Citizens Financial Group, Inc.
- Johnston, RI (5 miles from Providence, RI)
- 60+ days ago
- Johnston, RI (5 miles from Providence, RI)
- 60+ days ago
Description Are you passionate about data privacy and ready to grow your career in risk management? Join us as a Privacy Risk Professional and play a pivotal role in strengthening our enterprise...
In Person- Citizens Bank
- Johnston, RI (5 miles from Providence, RI)
- 90+ days ago
- Johnston, RI (5 miles from Providence, RI)
- 90+ days ago
Description Are you passionate about data privacy and eager to launch or continue your career in risk management? We are seeking a Privacy Risk Professional to enhance our enterprise privacy and...
In PersonDemographic Data for Providence, RI
Moving to Providence, RI? Find some basic demographic data about Providence, RI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Providence, RI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Providence, RI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Retirement Planning
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Retail
- Auditing
- Written Communication
- Finance
- Implementation
- Consulting
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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