Compliance Manager Jobs in Wind Ridge, PA
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Wheeling, WV (16 miles from Wind Ridge, PA)
- 30+ days ago
- Wheeling, WV (16 miles from Wind Ridge, PA)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Wind Ridge, PA
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wind Ridge, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wind Ridge, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Nationwide Mortgage Licensing System & Registry
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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