Compliance Manager Jobs in Brookhaven, PA
Financial & Regulatory Reporting Manager
- U.S. Bank
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 5 days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 5 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- YouthBuild Philadelphia
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 12 days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 12 days ago
Compliance Coordinator Full-Time, 12 Month, Role Level 2 Reports To: Director of Compliance and Implementation Supervisory Responsibilities: No Who We Are: YouthBuild Philadelphia Charter School...
In PersonLead Environmental Compliance Coordinator
- WSP
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 15 days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 15 days ago
This Opportunity WSP is currently initiating a search for a Senior Environmental Compliance Coordinator to support major construction programs across Pennsylvania and New Jersey. Join our Earth &...
In PersonOperations Manager Compliance & Reporting
- Barclays
- Wilmington, DE (12 miles from Brookhaven, PA)
- 16 days ago
- Wilmington, DE (12 miles from Brookhaven, PA)
- 16 days ago
Embark on a transformative journey with Barclays as an Operations Manager - Compliance & Reporting. In this role, you will be responsible for managing BCR intake processes, maintaining SharePoint...
In PersonJob Title: Title IX Coordinator/Employee Compliance Coordinator
- Neumann University
- Aston, PA (2 miles from Brookhaven, PA)
- 21 days ago
- Aston, PA (2 miles from Brookhaven, PA)
- 21 days ago
JOB DESCRIPTION/DUTIES: Neumann University is currently seeking qualified applicants for the full-time position of Title IX Coordinator/Employee Compliance Coordinator. This position reports to...
In PersonTitle IX Coordinator/Employee Compliance Coordinator
- Neumann University
- Aston, PA (2 miles from Brookhaven, PA)
- 22 days ago
- Aston, PA (2 miles from Brookhaven, PA)
- 22 days ago
NEUMANN UNIVERSITY Catholic Education in the Franciscan Tradition Neumann University is currently seeking qualified applicants for the full-time position of Title IX Coordinator/Employee...
In PersonFleet Safety & Compliance Supervisor
- Julius Silvert
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 28 days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 28 days ago
Job Details Job Location : PHILADELPHIA, PA 19124 Position Summary: The Fleet Safety & Compliance Manager is responsible for the safe and compliant operation of Our Fleet....
In PersonSenior Manager, Compliance Advisor - Retail Bank
- Capital One
- Wilmington, DE (12 miles from Brookhaven, PA)
- 29 days ago
- Wilmington, DE (12 miles from Brookhaven, PA)
- 29 days ago
Manager), ACAMS (Certified Anti-Money Laundering Specialists) or CIPP (Certified Information Privacy Professional)) At this time, Capital One will not sponsor a new applicant for employment authorization...
In PersonOutcomes/Compliance Coordinator
- Redeemer Health
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 30+ days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 30+ days ago
OVERVIEW At Redeemer Health, we are dedicated to making a lasting impact in the lives of vulnerable populations. We invite you to join our diverse team and contribute to our mission of bringing...
In PersonChief Compliance Officer - Wilmington Funds
- M&T Bank
- Wilmington, DE (12 miles from Brookhaven, PA)
- 60+ days ago
- Wilmington, DE (12 miles from Brookhaven, PA)
- 60+ days ago
Overview: The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in accordance with Rule 38a-1 under the Investment...
In Person- Spring EQ
- Conshohocken, PA (15 miles from Brookhaven, PA)
- 60+ days ago
- Conshohocken, PA (15 miles from Brookhaven, PA)
- 60+ days ago
Qualifications Required Skills/Abilities: Deep understanding of mortgage lending regulations and compliance requirements. Strong leadership and strategic thinking skills....
In PersonFinancial Institution Regulatory Compliance Manager
- Baker Tilly Virchow Krause, LLP
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 60+ days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 60+ days ago
If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Manager!...
In Person- Creditly Corp
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 90+ days ago
- Philadelphia, PA (13 miles from Brookhaven, PA)
- 90+ days ago
, credit products, tradelines and payments Experience designing and implementing AML/KYC programs, with knowledge of Bank Secrecy Act (BSA), OFAC requirements, and FinCEN guidance CAMS certification...
In PersonDemographic Data for Brookhaven, PA
Moving to Brookhaven, PA? Find some basic demographic data about Brookhaven, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brookhaven, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brookhaven, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Alternative Investments
- Know Your Customer
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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