Compliance Manager Jobs in Vaughan, ON
Compliance Coordinator Enterprise Compliance Projects (Bill 96)
- TD SYNNEX
- Mississauga, ON (21 miles from Vaughan, ON)
- 5 days ago
- Mississauga, ON (21 miles from Vaughan, ON)
- 5 days ago
About the Role We are seeking a junior-level Compliance Coordinator to support enterprise-wide compliance projects, starting with Quebecs Bill 96 French Language initiative. This role focuses on...
In PersonInternal Audit Sr. Manager - Compliance
- RBC Royal Bank
- Toronto, ON (13 miles from Vaughan, ON)
- 6 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 6 days ago
Job Description What's the opportunity? The Senior Manager Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. As a subject matter expert in...
In PersonSenior Manager, Compliance Advisory
- Rogers Communications Inc
- Toronto, ON (13 miles from Vaughan, ON)
- 8 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 8 days ago
Looking to join a growing financial services team? Rogers Bank, a subsidiary of Canada's leading wireless, cable and media company, is expanding and seeking passionate individuals to develop and...
In Person Full TimeRegional Compliance Officer, Nesbitt Burns Securities Limited (NBSL)
- Bank of Montreal
- Toronto, ON (13 miles from Vaughan, ON)
- 8 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 8 days ago
regulators, providing verbal and written responses to requests for positions, action plans, information and/or documentation May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money...
In Person Part Time- Bank of Montreal
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
Application Deadline: 12/14/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The Senior Compliance Officer will support the Governance, Risk, and Compliance Enablement...
In Person Part TimeManager, Compliance Business Oversight (4230)
- TD Bank
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonManager, Compliance Governance and Operations (4231)
- TD Bank
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 11 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonSenior Manager, Compliance Program Management
- Wealthsimple
- Toronto, ON (13 miles from Vaughan, ON)
- 22 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 22 days ago
Your career is an investment that grows over time! Wealthsimple is on a mission to help everyone achieve financial freedom by reimagining what it means to manage your money. Using smart...
In Person- Otis
- Mississauga, ON (21 miles from Vaughan, ON)
- 24 days ago
- Mississauga, ON (21 miles from Vaughan, ON)
- 24 days ago
Date Posted: 2025-10-31 Country: Canada Location: LOC13038 1655 The Queensway East,Mississauga,Ontario,L4X 2Z5,Canada Otis Elevator Company is searching for a highly motivated Compliance...
In PersonAssistant Chief Compliance Officer- Empire Life Investments Inc.
- Empire Life
- Toronto, ON (13 miles from Vaughan, ON)
- 25 days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 25 days ago
Assistant Chief Compliance Officer- Empire Life Investments Inc. Location: Toronto, ON The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the...
In PersonPE Compliance and Reporting Manager
- RBC Royal Bank
- Toronto, ON (13 miles from Vaughan, ON)
- 30+ days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 30+ days ago
Job Description WHAT IS THIS OPPORTUNITY? Assist with evaluating, scheduling, executing, and managing assigned risk control tasks related to the application codes supported by CMTC. Ensuring...
In Person- TMX
- Toronto, ON (13 miles from Vaughan, ON)
- 45+ days ago
- Toronto, ON (13 miles from Vaughan, ON)
- 45+ days ago
Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices....
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Vaughan, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Vaughan, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- OFAC
- Capital Markets
- Internal Control
- Lending
- Juris Doctor
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Auditing
- Written Communication
- Collaboration
- Documentation
- Verbal Communication
- Data Analysis
- Coaching
- Interpersonal Skills
- Investigation
- Reporting
- Accounting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Research Skills
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Environmental Management Systems
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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