Compliance Manager Jobs in Vaughan, ON

1-15 of 29 Jobs

Director, Compliance

  • Manulife Financial
  • Toronto, ON (13 miles from Vaughan, ON)
  • 1 day ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 1 day ago

The Portfolio and Business Performance team plays a pivotal role for Canada Segment in driving easier execution, smarter capital allocation, and faster delivery of our strategic priorities. This...

In Person

Senior Compliance Manager, Complaints, Reporting & Investigations (Mutual Fund Dealer)

  • Bank of Montreal
  • Toronto, ON (13 miles from Vaughan, ON)
  • 2 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 2 days ago

Position Summary The Senior Compliance Manager, Complaints, Reporting and Investigations, is responsible for leading the endtoend complaints management, reportable events and regulatory investigations...

Hybrid

Senior Compliance Manager, Advisory (Mutual Fund Dealer)

  • Bank of Montreal
  • Toronto, ON (13 miles from Vaughan, ON)
  • 3 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 3 days ago

Position Summary The Senior Compliance Manager, Advisory is a key leadership role within the second line of defense compliance function for BMOs mutual fund dealer, BMO Investments Inc....

In Person

Compliance Officer, Trade Surveillance (Listed Products)

  • ScotiaBank
  • Toronto, ON (13 miles from Vaughan, ON)
  • 3 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 3 days ago

Requisition ID: 249970 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Compliance Officer (CO) is responsible for conducting...

In Person

Manager, Compliance Governance & Operations (4358)

  • TD Bank
  • Markham, ON (9 miles from Vaughan, ON)
  • 3 days ago
  • Markham, ON (9 miles from Vaughan, ON)
  • 3 days ago

Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...

In Person

Director, Compliance Operations

  • Fairstone
  • Toronto, ON (13 miles from Vaughan, ON)
  • 4 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 4 days ago

Backed by nearly a century of lending experience through its legacy companies, Fairstone Bank and its brand family are proud to be Canadas leading alternative lending bank....

Hybrid

Manager, Compliance

  • RBC Royal Bank
  • Toronto, ON (13 miles from Vaughan, ON)
  • 4 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 4 days ago

Job Description What is your opportunity? As Manager, Compliance, you will provide support to the Wealth Management Canada business, including DS Retail, in relation to branch network inquiries...

In Person

Senior Manager, Compliance, RegTech Management (Questbank)

  • Questrade Financial Group
  • North York, ON (7 miles from Vaughan, ON)
  • 4 days ago
  • North York, ON (7 miles from Vaughan, ON)
  • 4 days ago

Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...

Hybrid

Senior Consultant, Regulatory Compliance Manager (Capital Markets Canada)

  • CIBC
  • Toronto, ON (13 miles from Vaughan, ON)
  • 5 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 5 days ago

Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...

Hybrid

Senior Consultant, Regulatory Compliance Manager (Global Control Room)

  • CIBC
  • Toronto, ON (13 miles from Vaughan, ON)
  • 5 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 5 days ago

Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...

Hybrid

Senior Compliance Officer SWAP Dealer

  • CIBC
  • Toronto, ON (13 miles from Vaughan, ON)
  • 8 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 8 days ago

Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...

Hybrid

Manager, Compliance Risk Management & Program Operations (4478)

  • TD Bank
  • Markham, ON (9 miles from Vaughan, ON)
  • 8 days ago
  • Markham, ON (9 miles from Vaughan, ON)
  • 8 days ago

Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...

In Person

Compliance Officer, Scotia Securities Inc.

  • ScotiaBank
  • Toronto, ON (13 miles from Vaughan, ON)
  • 8 days ago
  • Toronto, ON (13 miles from Vaughan, ON)
  • 8 days ago

Attention to regulatory requirements such as CIRO Policies 2, 5 and 6, Anti-Money Laundering/Anti-Terrorist Financing, and Privacy Regulations and other regulatory matters to perform case investigations...

In Person

Compliance Reporting Manager (4469)

  • TD Bank
  • Markham, ON (9 miles from Vaughan, ON)
  • 9 days ago
  • Markham, ON (9 miles from Vaughan, ON)
  • 9 days ago

Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...

In Person

Manager, Compliance Culture (4479)

  • TD Bank
  • Markham, ON (9 miles from Vaughan, ON)
  • 10 days ago
  • Markham, ON (9 miles from Vaughan, ON)
  • 10 days ago

Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...

In Person

Compliance Manager Online Courses and Training Opportunities

iHire curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Introduction to DevSecOps for Managers
Get an overview of the history, terminology, processes, and tools used to adopt Continuous Delivery and DevSecOps within any organization. "Introduction to DevSecOps for Managers" is being offered...

Salary for Compliance Manager Jobs in Vaughan, ON

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHire research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Vaughan, ON offer the following education background
Bachelor's Degree
43.8%
Master's Degree
26.7%
High School or GED
8.5%
Associate's Degree
7.8%
Vocational Degree or Certification
5.6%
Doctorate Degree
5.6%
Some College
1.8%
Some High School
0.2%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Vaughan, ON
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%