Compliance Manager Jobs in Toronto, ON
Senior Compliance Manager, Complaints, Reporting & Investigations (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON
- 2 hours ago
- Toronto, ON
- 2 hours ago
Position Summary The Senior Compliance Manager, Complaints, Reporting and Investigations, is responsible for leading the endtoend complaints management, reportable events and regulatory investigations...
HybridSenior Compliance Manager, Advisory (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON
- 1 day ago
- Toronto, ON
- 1 day ago
Position Summary The Senior Compliance Manager, Advisory is a key leadership role within the second line of defense compliance function for BMOs mutual fund dealer, BMO Investments Inc....
In PersonCompliance Officer, Trade Surveillance (Listed Products)
- ScotiaBank
- Toronto, ON
- 1 day ago
- Toronto, ON
- 1 day ago
Requisition ID: 249970 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Compliance Officer (CO) is responsible for conducting...
In PersonManager, Compliance Governance & Operations (4358)
- TD Bank
- Markham, ON (14 miles from Toronto, ON)
- 1 day ago
- Markham, ON (14 miles from Toronto, ON)
- 1 day ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonBacked by nearly a century of lending experience through its legacy companies, Fairstone Bank and its brand family are proud to be Canadas leading alternative lending bank....
HybridJob Description What is your opportunity? As Manager, Compliance, you will provide support to the Wealth Management Canada business, including DS Retail, in relation to branch network inquiries...
In PersonSenior Manager, Compliance, RegTech Management (Questbank)
- Questrade Financial Group
- North York, ON (5 miles from Toronto, ON)
- 2 days ago
- North York, ON (5 miles from Toronto, ON)
- 2 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...
HybridSenior Consultant, Regulatory Compliance Manager (Capital Markets Canada)
- CIBC
- Toronto, ON
- 3 days ago
- Toronto, ON
- 3 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridSenior Consultant, Regulatory Compliance Manager (Global Control Room)
- CIBC
- Toronto, ON
- 3 days ago
- Toronto, ON
- 3 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridManager, Compliance Manulife Wealth Insurance Services Inc.
- Manulife
- Oakville, ON (21 miles from Toronto, ON)
- 3 days ago
- Oakville, ON (21 miles from Toronto, ON)
- 3 days ago
The Opportunity: Manulife is a leading international financial services provider, helping people make decisions easier and lives better. Help shape the future you want to see and discover that...
In PersonWere building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridManager, Compliance Risk Management & Program Operations (4478)
- TD Bank
- Markham, ON (14 miles from Toronto, ON)
- 6 days ago
- Markham, ON (14 miles from Toronto, ON)
- 6 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonAttention to regulatory requirements such as CIRO Policies 2, 5 and 6, Anti-Money Laundering/Anti-Terrorist Financing, and Privacy Regulations and other regulatory matters to perform case investigations...
In PersonCompliance Reporting Manager (4469)
- TD Bank
- Markham, ON (14 miles from Toronto, ON)
- 7 days ago
- Markham, ON (14 miles from Toronto, ON)
- 7 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonCompliance Officer, Employee Trading - GBM&T Compliance
- ScotiaBank
- Toronto, ON
- 7 days ago
- Toronto, ON
- 7 days ago
Requisition ID: 249364 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Compliance Officer contributes to the overall success of the...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Toronto, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Toronto, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Commercial Lending
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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