Compliance Manager Jobs in Thornhill, ON
Senior Compliance Officer, Consumer-Driven Banking - Compliance
- CIBC
- Toronto, ON (10 miles from Thornhill, ON)
- 4 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 4 days ago
How y oull s ucceed You will support the Canadian Retail Banking Compliance mandate, in consultation with the Senior Director as necessary, as follows: Compliance Oversight You will lead the assessment...
HybridAssociate Director, Compliance
- RBC Royal Bank
- Toronto, ON (10 miles from Thornhill, ON)
- 4 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 4 days ago
Job Description What is the opportunity? The Associate Director, Compliance is an integral part of the compliance team supporting RBC Global Asset Management in Canada (RBC GAM). This team of...
In PersonManager Compliance, Regulatory Complaints
- RBC Royal Bank
- Toronto, ON (10 miles from Thornhill, ON)
- 7 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 7 days ago
Job Description What is your opportunity? As a Compliance Manger, you will be a member of the Regulatory Complaint, Investigation & Inquiries (RCII) team that supports Royal Mutual Funds Inc....
In PersonSenior Manager, Compliance Testing
- TD Bank
- Toronto, ON (10 miles from Thornhill, ON)
- 8 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 8 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Technology Solutions Pay Details: $108,800 - $163,200 CADThis role is eligible for a discretionary variable compensation award...
In Person- TMX
- Toronto, ON (10 miles from Thornhill, ON)
- 10 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 10 days ago
Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices....
In PersonCompliance Officer, Equity Trade Surveillance
- Bank of Montreal
- Toronto, ON (10 miles from Thornhill, ON)
- 10 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 10 days ago
Application Deadline: 11/04/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance BMO has designed workplaces that foster innovation, problem solving, mentorship, and...
In Person Part Time- Flexiti
- North York, ON (4 miles from Thornhill, ON)
- 11 days ago
- North York, ON (4 miles from Thornhill, ON)
- 11 days ago
This individual will ensure adherence to all applicable federal and provincial regulatory requirements related to consumer lending, credit card operations, consumer protection, privacy, and anti-money...
HybridManager, Compliance Testing, GCQAR (4079)
- TD Bank
- Toronto, ON (10 miles from Thornhill, ON)
- 14 days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 14 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonChief Compliance Officer - Scotia Securities Inc. & Tangerine Investment Funds Limited
- ScotiaBank
- Toronto, ON (10 miles from Thornhill, ON)
- 45+ days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 45+ days ago
Requisition ID: 236200 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The CCO (Director) will provide strategic direction to Scotia...
In PersonManaging Director, Chief Compliance Officer
- SMBC Group
- Toronto, ON (10 miles from Thornhill, ON)
- 60+ days ago
- Toronto, ON (10 miles from Thornhill, ON)
- 60+ days ago
Money Laundering Officer (CAMLO)....
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Thornhill, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Thornhill, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equities
- Equity Research
- Know Your Customer
- BSA
- OFAC
- Capital Markets
- Environmental Compliance
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Written Communication
- Auditing
- Microsoft Outlook
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Coaching
- Interpersonal Skills
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Research Skills
- Project Management
- Time Management
- Microsoft Word
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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