Compliance Manager Jobs in Stouffville, ON
Senior Compliance Officer, Programs, Global Banking & Markets and Treasury Compliance Canada
- ScotiaBank
- Toronto, ON (21 miles from Stouffville, ON)
- 1 day ago
- Toronto, ON (21 miles from Stouffville, ON)
- 1 day ago
Requisition ID: 241238 We are committed to investing in our employees and helping you continue your career at Scotiabank. Contributes to the overall success of the Global Banking & Markets and...
In PersonSenior Compliance Officer, Wealth Management Complaints and Investigations
- ScotiaBank
- Toronto, ON (21 miles from Stouffville, ON)
- 2 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 2 days ago
Requisition ID: 241046 We are committed to investing in our employees and helping you continue your career at Scotiabank. Join a purpose driven winning team, committed to results, in an inclusive...
In PersonPE Compliance and Reporting Manager
- RBC Royal Bank
- Toronto, ON (21 miles from Stouffville, ON)
- 3 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 3 days ago
Job Description WHAT IS THIS OPPORTUNITY? Assist with evaluating, scheduling, executing, and managing assigned risk control tasks related to the application codes supported by CMTC. Ensuring...
In PersonSenior Compliance Officer, Programs - GBM&T Compliance
- ScotiaBank
- Toronto, ON (21 miles from Stouffville, ON)
- 6 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 6 days ago
Requisition ID: 240009 We are committed to investing in our employees and helping you continue your career at Scotiabank. Purpose Contributes to the overall success of the Global Banking & Markets...
In PersonAssociate Director, Compliance
- RBC Royal Bank
- Toronto, ON (21 miles from Stouffville, ON)
- 14 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 14 days ago
Job Description What is the opportunity? The Associate Director, Compliance is an integral part of the compliance team supporting RBC Global Asset Management in Canada (RBC GAM). This team of...
In Person- TMX
- Toronto, ON (21 miles from Stouffville, ON)
- 21 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 21 days ago
Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices....
In Person- Flexiti
- North York, ON (17 miles from Stouffville, ON)
- 21 days ago
- North York, ON (17 miles from Stouffville, ON)
- 21 days ago
This individual will ensure adherence to all applicable federal and provincial regulatory requirements related to consumer lending, credit card operations, consumer protection, privacy, and anti-money...
HybridManager, Compliance Testing (4018)
- TD Bank
- Toronto, ON (21 miles from Stouffville, ON)
- 26 days ago
- Toronto, ON (21 miles from Stouffville, ON)
- 26 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Stouffville, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Stouffville, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Private Banking
- Equities
- Equity Research
- Know Your Customer
- BSA
- Wealth Management
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Juris Doctor
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Auditing
- Written Communication
- Microsoft Outlook
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Research Skills
- Microsoft Word
- Regulations
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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