Compliance Manager Jobs in King, ON
- CIBC
- Toronto, ON (19 miles from King, ON)
- 15 hours ago
- Toronto, ON (19 miles from King, ON)
- 15 hours ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridCompliance Reporting Analyst - Compliance Management Reporting (4485)
- TD Bank
- Markham, ON (13 miles from King, ON)
- 15 hours ago
- Markham, ON (13 miles from King, ON)
- 15 hours ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $81,600 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonSenior Compliance Officer - Operations Compliance
- Bank of Montreal
- Toronto, ON (19 miles from King, ON)
- 6 days ago
- Toronto, ON (19 miles from King, ON)
- 6 days ago
Application Deadline: 02/26/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Reporting into the Director, Trade Surveillance, this role will be responsible for:...
In PersonSenior Audit Manager, Compliance and Legal Audit
- ScotiaBank
- Toronto, ON (19 miles from King, ON)
- 7 days ago
- Toronto, ON (19 miles from King, ON)
- 7 days ago
Requisition ID: 250033 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the 3rd Line of Defence, Internal Audit provides enterprise-wide,...
In PersonSenior Manager, Compliance Monitoring & Testing (M&T) (4529)
- TD Bank
- Toronto, ON (19 miles from King, ON)
- 7 days ago
- Toronto, ON (19 miles from King, ON)
- 7 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $115,600 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
In Person- TD Bank
- Toronto, ON (19 miles from King, ON)
- 8 days ago
- Toronto, ON (19 miles from King, ON)
- 8 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $155,000 - $215,000 CAD TD is committed to providing fair and equitable compensation opportunities to...
In Person- Manulife Financial
- Toronto, ON (19 miles from King, ON)
- 11 days ago
- Toronto, ON (19 miles from King, ON)
- 11 days ago
The Portfolio and Business Performance team plays a pivotal role for Canada Segment in driving easier execution, smarter capital allocation, and faster delivery of our strategic priorities. This...
In PersonSenior Compliance Manager, Complaints, Reporting & Investigations (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON (19 miles from King, ON)
- 12 days ago
- Toronto, ON (19 miles from King, ON)
- 12 days ago
Position Summary The Senior Compliance Manager, Complaints, Reporting and Investigations, is responsible for leading the endtoend complaints management, reportable events and regulatory investigations...
HybridSenior Compliance Manager, Advisory (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON (19 miles from King, ON)
- 13 days ago
- Toronto, ON (19 miles from King, ON)
- 13 days ago
Position Summary The Senior Compliance Manager, Advisory is a key leadership role within the second line of defense compliance function for BMOs mutual fund dealer, BMO Investments Inc....
In PersonCompliance Officer, Trade Surveillance (Listed Products)
- ScotiaBank
- Toronto, ON (19 miles from King, ON)
- 13 days ago
- Toronto, ON (19 miles from King, ON)
- 13 days ago
Requisition ID: 249970 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Compliance Officer (CO) is responsible for conducting...
In PersonManager, Compliance Governance & Operations (4358)
- TD Bank
- Markham, ON (13 miles from King, ON)
- 13 days ago
- Markham, ON (13 miles from King, ON)
- 13 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonDirector, Compliance Operations
- Fairstone
- Toronto, ON (19 miles from King, ON)
- 14 days ago
- Toronto, ON (19 miles from King, ON)
- 14 days ago
Backed by nearly a century of lending experience through its legacy companies, Fairstone Bank and its brand family are proud to be Canadas leading alternative lending bank....
Hybrid- RBC Royal Bank
- Toronto, ON (19 miles from King, ON)
- 15 days ago
- Toronto, ON (19 miles from King, ON)
- 15 days ago
Job Description What is your opportunity? As Manager, Compliance, you will provide support to the Wealth Management Canada business, including DS Retail, in relation to branch network inquiries...
In PersonSenior Manager, Compliance, RegTech Management (Questbank)
- Questrade Financial Group
- North York, ON (14 miles from King, ON)
- 15 days ago
- North York, ON (14 miles from King, ON)
- 15 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...
HybridSenior Consultant, Regulatory Compliance Manager (Capital Markets Canada)
- CIBC
- Toronto, ON (19 miles from King, ON)
- 15 days ago
- Toronto, ON (19 miles from King, ON)
- 15 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in King, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in King, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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