Compliance Manager Jobs in Concord, ON
Senior Compliance Officer SWAP Dealer
- CIBC
- Toronto, ON (11 miles from Concord, ON)
- 1 day ago
- Toronto, ON (11 miles from Concord, ON)
- 1 day ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridManager, Compliance Risk Management & Program Operations (4478)
- TD Bank
- Markham, ON (11 miles from Concord, ON)
- 1 day ago
- Markham, ON (11 miles from Concord, ON)
- 1 day ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonCompliance Officer, Scotia Securities Inc.
- ScotiaBank
- Toronto, ON (11 miles from Concord, ON)
- 1 day ago
- Toronto, ON (11 miles from Concord, ON)
- 1 day ago
Attention to regulatory requirements such as CIRO Policies 2, 5 and 6, Anti-Money Laundering/Anti-Terrorist Financing, and Privacy Regulations and other regulatory matters to perform case investigations...
In PersonCompliance Reporting Manager (4469)
- TD Bank
- Markham, ON (11 miles from Concord, ON)
- 2 days ago
- Markham, ON (11 miles from Concord, ON)
- 2 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
In PersonCompliance Officer, Employee Trading - GBM&T Compliance
- ScotiaBank
- Toronto, ON (11 miles from Concord, ON)
- 2 days ago
- Toronto, ON (11 miles from Concord, ON)
- 2 days ago
Requisition ID: 249364 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Compliance Officer contributes to the overall success of the...
In PersonManager, Compliance Culture (4479)
- TD Bank
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonManager, Compliance Third-Party Risk Management (TPRM) (4499)
- TD Bank
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonManager, Compliance Change Management and Comms (3835)
- TD Bank
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
- Markham, ON (11 miles from Concord, ON)
- 3 days ago
Work Location: Markham, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $96,900.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In Person- RBC Royal Bank
- Toronto, ON (11 miles from Concord, ON)
- 3 days ago
- Toronto, ON (11 miles from Concord, ON)
- 3 days ago
Job Description What is the opportunity? As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. Your responsibilities will include providing...
In PersonSenior Compliance Officer, GBM&T Compliance Canada Program
- ScotiaBank
- Toronto, ON (11 miles from Concord, ON)
- 4 days ago
- Toronto, ON (11 miles from Concord, ON)
- 4 days ago
Requisition ID: 248399 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of the Global Banking &...
In Person- Bank of Montreal
- Toronto, ON (11 miles from Concord, ON)
- 4 days ago
- Toronto, ON (11 miles from Concord, ON)
- 4 days ago
Application Deadline: 02/12/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance...
In PersonAssociate Director, Digital Investments Compliance and Chief Compliance Officer, RBC InvestEase Inc.
- RBC Royal Bank
- Toronto, ON (11 miles from Concord, ON)
- 5 days ago
- Toronto, ON (11 miles from Concord, ON)
- 5 days ago
Job Description Develop, implement and manage RBCs compliance program. Coordinates with federal and provincial regulators. Planning, implementing and overseeing risk-related programs. Creating and...
In PersonLocal Investment & Compliance Mgr
- MillerCoors LLC
- Toronto, ON (11 miles from Concord, ON)
- 11 days ago
- Toronto, ON (11 miles from Concord, ON)
- 11 days ago
Requisition ID: 36794 Cheers to creating an incredible tomorrow! At Molson Coors, we tackle big challenges and defy the status quo. With a proud legacy of excellence, an incredible portfolio of...
HybridManager, Compliance Examination Quality Assurance
- CIBC
- Toronto, ON (11 miles from Concord, ON)
- 12 days ago
- Toronto, ON (11 miles from Concord, ON)
- 12 days ago
Job Location Toronto-81 Bay, 31st Floor Employment Type Regular Weekly Hours 37.5 Skills Analytical Thinking, Anti-Money Laundering (AML), Financial Transactions, Innovation, Operational Efficiency,...
Hybrid- CIBC
- Toronto, ON (11 miles from Concord, ON)
- 12 days ago
- Toronto, ON (11 miles from Concord, ON)
- 12 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Concord, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Concord, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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