Compliance Manager Jobs in Brampton, ON
Senior Compliance Officer - Operations Compliance
- Bank of Montreal
- Toronto, ON (18 miles from Brampton, ON)
- 3 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 3 days ago
Application Deadline: 02/26/2026 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Reporting into the Director, Trade Surveillance, this role will be responsible for:...
In PersonSenior Audit Manager, Compliance and Legal Audit
- ScotiaBank
- Toronto, ON (18 miles from Brampton, ON)
- 4 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 4 days ago
Requisition ID: 250033 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the 3rd Line of Defence, Internal Audit provides enterprise-wide,...
In PersonSenior Manager, Compliance Monitoring & Testing (M&T) (4529)
- TD Bank
- Toronto, ON (18 miles from Brampton, ON)
- 4 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 4 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $115,600 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
In Person- TD Bank
- Toronto, ON (18 miles from Brampton, ON)
- 5 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 5 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $155,000 - $215,000 CAD TD is committed to providing fair and equitable compensation opportunities to...
In Person- Manulife Financial
- Toronto, ON (18 miles from Brampton, ON)
- 8 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 8 days ago
The Portfolio and Business Performance team plays a pivotal role for Canada Segment in driving easier execution, smarter capital allocation, and faster delivery of our strategic priorities. This...
In PersonSenior Compliance Manager, Complaints, Reporting & Investigations (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON (18 miles from Brampton, ON)
- 9 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 9 days ago
Position Summary The Senior Compliance Manager, Complaints, Reporting and Investigations, is responsible for leading the endtoend complaints management, reportable events and regulatory investigations...
HybridSenior Compliance Manager, Advisory (Mutual Fund Dealer)
- Bank of Montreal
- Toronto, ON (18 miles from Brampton, ON)
- 10 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 10 days ago
Position Summary The Senior Compliance Manager, Advisory is a key leadership role within the second line of defense compliance function for BMOs mutual fund dealer, BMO Investments Inc....
In PersonCompliance Officer, Trade Surveillance (Listed Products)
- ScotiaBank
- Toronto, ON (18 miles from Brampton, ON)
- 10 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 10 days ago
Requisition ID: 249970 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Compliance Officer (CO) is responsible for conducting...
In PersonDirector, Compliance Operations
- Fairstone
- Toronto, ON (18 miles from Brampton, ON)
- 11 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 11 days ago
Backed by nearly a century of lending experience through its legacy companies, Fairstone Bank and its brand family are proud to be Canadas leading alternative lending bank....
Hybrid- RBC Royal Bank
- Toronto, ON (18 miles from Brampton, ON)
- 11 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 11 days ago
Job Description What is your opportunity? As Manager, Compliance, you will provide support to the Wealth Management Canada business, including DS Retail, in relation to branch network inquiries...
In PersonSenior Manager, Compliance, RegTech Management (Questbank)
- Questrade Financial Group
- North York, ON (16 miles from Brampton, ON)
- 11 days ago
- North York, ON (16 miles from Brampton, ON)
- 11 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...
HybridSenior Consultant, Regulatory Compliance Manager (Capital Markets Canada)
- CIBC
- Toronto, ON (18 miles from Brampton, ON)
- 12 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 12 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridSenior Consultant, Regulatory Compliance Manager (Global Control Room)
- CIBC
- Toronto, ON (18 miles from Brampton, ON)
- 12 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 12 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridManager, Compliance Manulife Wealth Insurance Services Inc.
- Manulife
- Oakville, ON (18 miles from Brampton, ON)
- 12 days ago
- Oakville, ON (18 miles from Brampton, ON)
- 12 days ago
The Opportunity: Manulife is a leading international financial services provider, helping people make decisions easier and lives better. Help shape the future you want to see and discover that...
In PersonSenior Compliance Officer SWAP Dealer
- CIBC
- Toronto, ON (18 miles from Brampton, ON)
- 15 days ago
- Toronto, ON (18 miles from Brampton, ON)
- 15 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brampton, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brampton, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Derivatives
- Retirement Planning
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Consulting
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Sales
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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