Compliance Manager Jobs in Aurora, ON
Assistant Chief Compliance Officer- Empire Life Investments Inc.
- Empire Life
- Toronto, ON (22 miles from Aurora, ON)
- 23 hours ago
- Toronto, ON (22 miles from Aurora, ON)
- 23 hours ago
Assistant Chief Compliance Officer- Empire Life Investments Inc. Location: Toronto, ON The Assistant Chief Compliance Officer (ACCO) for Empire Life Investments Inc. will report directly to the...
In PersonAssistant Branch Manager (Compliance)
- Sun Life
- Toronto, ON (22 miles from Aurora, ON)
- 1 day ago
- Toronto, ON (22 miles from Aurora, ON)
- 1 day ago
You are as unique as your background, experience and point of view. Here, youll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their...
HybridSenior Compliance Officer, Complaints
- CIBC
- Toronto, ON (22 miles from Aurora, ON)
- 1 day ago
- Toronto, ON (22 miles from Aurora, ON)
- 1 day ago
You will support the Director in fulfilling the Canadian Retail Banking Compliance teams mandate through leading regulatory initiatives; analyzing new and pending laws, regulatory requirements, and...
In PersonSenior Compliance Officer, Programs, Global Banking & Markets and Treasury Compliance Canada
- ScotiaBank
- Toronto, ON (22 miles from Aurora, ON)
- 6 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 6 days ago
Requisition ID: 241238 We are committed to investing in our employees and helping you continue your career at Scotiabank. Contributes to the overall success of the Global Banking & Markets and...
In PersonSenior Compliance Officer, Wealth Management Complaints and Investigations
- ScotiaBank
- Toronto, ON (22 miles from Aurora, ON)
- 7 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 7 days ago
Requisition ID: 241046 We are committed to investing in our employees and helping you continue your career at Scotiabank. Join a purpose driven winning team, committed to results, in an inclusive...
In PersonPE Compliance and Reporting Manager
- RBC Royal Bank
- Toronto, ON (22 miles from Aurora, ON)
- 7 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 7 days ago
Job Description WHAT IS THIS OPPORTUNITY? Assist with evaluating, scheduling, executing, and managing assigned risk control tasks related to the application codes supported by CMTC. Ensuring...
In PersonSenior Compliance Officer, Programs - GBM&T Compliance
- ScotiaBank
- Toronto, ON (22 miles from Aurora, ON)
- 11 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 11 days ago
Requisition ID: 240009 We are committed to investing in our employees and helping you continue your career at Scotiabank. Purpose Contributes to the overall success of the Global Banking & Markets...
In Person- TMX
- Toronto, ON (22 miles from Aurora, ON)
- 25 days ago
- Toronto, ON (22 miles from Aurora, ON)
- 25 days ago
Expert working knowledge of compliance legislation including but not limited to Anti-Money Laundering, Privacy, OSFI Guidelines and related best practices....
In Person- Flexiti
- North York, ON (17 miles from Aurora, ON)
- 25 days ago
- North York, ON (17 miles from Aurora, ON)
- 25 days ago
This individual will ensure adherence to all applicable federal and provincial regulatory requirements related to consumer lending, credit card operations, consumer protection, privacy, and anti-money...
HybridManager, Compliance Testing (4018)
- TD Bank
- Toronto, ON (22 miles from Aurora, ON)
- 30+ days ago
- Toronto, ON (22 miles from Aurora, ON)
- 30+ days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200.00 - $136,800.00 CAD TD is committed to providing fair and equitable compensation...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Aurora, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Aurora, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Private Banking
- Equities
- Equity Research
- Know Your Customer
- BSA
- OFAC
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Juris Doctor
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Auditing
- Written Communication
- Microsoft Outlook
- Payroll
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Research Skills
- Team Building
- Regulations
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Fixed Income
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills