Compliance Manager Jobs in Ajax, ON
Compliance Officer, Wealth Compliance Examinations
- CIBC
- Toronto, ON (22 miles from Ajax, ON)
- 2 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 2 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
HybridChief Compliance Officer, RBC Phillips Hager & North Investment Counsel
- RBC Royal Bank
- Toronto, ON (22 miles from Ajax, ON)
- 2 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 2 days ago
Job Description What is the opportunity? The Chief Compliance Officer, RBC Phillips Hager & North Investment Counsel & Director, RBC Wealth Management Canada Compliance, will lead a team...
In PersonSenior Manager, Compliance Issues Management - Enterprise Compliance Program
- ScotiaBank
- Toronto, ON (22 miles from Ajax, ON)
- 3 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 3 days ago
Requisition ID: 252710 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Senior Manager, Compliance Issues Management, contributes...
In PersonSenior Audit Manager, Compliance and Legal Audit
- ScotiaBank
- Toronto, ON (22 miles from Ajax, ON)
- 19 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 19 days ago
Requisition ID: 250033 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the 3rd Line of Defence, Internal Audit provides enterprise-wide,...
In PersonDirector, Compliance Operations
- Fairstone
- Toronto, ON (22 miles from Ajax, ON)
- 26 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 26 days ago
Backed by nearly a century of lending experience through its legacy companies, Fairstone Bank and its brand family are proud to be Canadas leading alternative lending bank....
Hybrid- RBC Royal Bank
- Toronto, ON (22 miles from Ajax, ON)
- 26 days ago
- Toronto, ON (22 miles from Ajax, ON)
- 26 days ago
Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, including RBC Phillips, Hager & North Investment Counsel, RBC Private...
In PersonSenior Manager, Compliance, RegTech Management (Questbank)
- Questrade Financial Group
- North York, ON (21 miles from Ajax, ON)
- 26 days ago
- North York, ON (21 miles from Ajax, ON)
- 26 days ago
Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, Zolo, and Flexiti Financial Inc., provides securities and...
HybridLocal Investment & Compliance Mgr
- MillerCoors LLC
- Toronto, ON (22 miles from Ajax, ON)
- 30+ days ago
- Toronto, ON (22 miles from Ajax, ON)
- 30+ days ago
Requisition ID: 36794 Cheers to creating an incredible tomorrow! At Molson Coors, we tackle big challenges and defy the status quo. With a proud legacy of excellence, an incredible portfolio of...
HybridCompliance Manager - Complaints & Investigations
- Transamerica
- Toronto, ON (22 miles from Ajax, ON)
- 45+ days ago
- Toronto, ON (22 miles from Ajax, ON)
- 45+ days ago
Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging...
HybridPE Compliance and Reporting Manager
- RBC Royal Bank
- Toronto, ON (22 miles from Ajax, ON)
- 90+ days ago
- Toronto, ON (22 miles from Ajax, ON)
- 90+ days ago
Job Description WHAT IS THIS OPPORTUNITY? Assist with evaluating, scheduling, executing, and managing assigned risk control tasks related to the application codes supported by CMTC. Ensuring...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ajax, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ajax, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- Equity Research
- California Environmental Quality Act
- Corporate Tax
- Tax Compliance
- Consumer Lending
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- OFAC
- Ecology
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Interpersonal Skills
- Collaboration
- Investigation
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Bachelor's Degree
- Education Experience
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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