Compliance Manager Jobs in Upper Sandusky, OH
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Findlay, OH (23 miles from Upper Sandusky, OH)
- 30+ days ago
- Findlay, OH (23 miles from Upper Sandusky, OH)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Upper Sandusky, OH
Moving to Upper Sandusky, OH? Find some basic demographic data about Upper Sandusky, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upper Sandusky, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upper Sandusky, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Mortgage Servicing
- Know Your Customer
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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