Compliance Manager Jobs in Sherwood, OH
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Defiance, OH (9 miles from Sherwood, OH)
- 30+ days ago
- Defiance, OH (9 miles from Sherwood, OH)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Sherwood, OH
Moving to Sherwood, OH? Find some basic demographic data about Sherwood, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sherwood, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sherwood, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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