Compliance Manager Jobs in Sheffield Lake, OH
Regional Compliance Officer - Key Investment Services (KIS)
- KeyBank
- Brooklyn, OH (18 miles from Sheffield Lake, OH)
- 8 hours ago
- Brooklyn, OH (18 miles from Sheffield Lake, OH)
- 8 hours ago
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
In Person- KeyBank
- Brooklyn, OH (18 miles from Sheffield Lake, OH)
- 8 hours ago
- Brooklyn, OH (18 miles from Sheffield Lake, OH)
- 8 hours ago
The Senior Compliance Manager sits in the second of defense. Incumbents are known internally and externally as reliable, knowledgeable resource....
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (21 miles from Sheffield Lake, OH)
- 30+ days ago
- Cleveland, OH (21 miles from Sheffield Lake, OH)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In Person- Palmer Holland
- Westlake, OH (8 miles from Sheffield Lake, OH)
- 90+ days ago
- Westlake, OH (8 miles from Sheffield Lake, OH)
- 90+ days ago
Position summary The Compliance Director is responsible for developing, implementing, and overseeing compliance programs to ensure that the company operates in accordance with all applicable laws,...
In PersonTechnical Governance, Risk, & Compliance Manager
- CBIZ, Inc.
- Cleveland, OH (21 miles from Sheffield Lake, OH)
- 90+ days ago
- Cleveland, OH (21 miles from Sheffield Lake, OH)
- 90+ days ago
#LI-MM2 #LI-Hybrid Essential Functions and Primary Duties Proactively manage IT staff that are responsible for all aspects of client and end user service Work hand-in-hand with business leads to...
HybridDemographic Data for Sheffield Lake, OH
Moving to Sheffield Lake, OH? Find some basic demographic data about Sheffield Lake, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sheffield Lake, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sheffield Lake, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Management Reporting
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills