Compliance Manager Jobs in Mentor, OH
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (22 miles from Mentor, OH)
- 60+ days ago
- Cleveland, OH (22 miles from Mentor, OH)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Mentor, OH
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mentor, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mentor, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- California Environmental Quality Act
- Equities
- Consumer Lending
- Commercial Lending
- Stormwater Pollution Prevention Plan
- Know Your Customer
- BSA
- OFAC
- Ecology
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Investment Management
- Lending
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Decision Making
- Documentation
- Verbal Communication
- Collaboration
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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