Compliance Manager Jobs in Dola, OH
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Findlay, OH (19 miles from Dola, OH)
- 60+ days ago
- Findlay, OH (19 miles from Dola, OH)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Dola, OH
Moving to Dola, OH? Find some basic demographic data about Dola, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Dola, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Dola, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Loan Origination
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Sales
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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