Compliance Manager Jobs in Brooklyn, OH
Governance Risk and Compliance Director
- Sherwin Williams
- Cleveland, OH (4 miles from Brooklyn, OH)
- 6 hours ago
- Cleveland, OH (4 miles from Brooklyn, OH)
- 6 hours ago
The Director of Governance Risk and Compliance will manage and lead the in three key Enterprise Risk & Resilience (ER&R) programs: awareness and training, IT compliance and Privacy compliance....
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Richfield, OH (15 miles from Brooklyn, OH)
- 1 day ago
- Richfield, OH (15 miles from Brooklyn, OH)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonRegional Compliance Officer - Key Investment Services (KIS)
- KeyBank
- Brooklyn, OH
- 3 days ago
- Brooklyn, OH
- 3 days ago
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
In Person- KeyBank
- Brooklyn, OH
- 3 days ago
- Brooklyn, OH
- 3 days ago
The Senior Compliance Manager sits in the second of defense. Incumbents are known internally and externally as reliable, knowledgeable resource....
In PersonSr. Audit Manager Financial, Compliance & Operational Audits
- Digitive LLC
- Brecksville, OH (11 miles from Brooklyn, OH)
- 3 days ago
- Brecksville, OH (11 miles from Brooklyn, OH)
- 3 days ago
Job Title: Sr. Audit Manager Financial, Compliance & Operational Audits Location: HYBRID- Brecksville Ohio Contract: 11+ Months Job Description Senior Audit Manager will be responsible for...
In Person- Hospeco Brands Group
- Richmond Heights, OH (15 miles from Brooklyn, OH)
- 30+ days ago
- Richmond Heights, OH (15 miles from Brooklyn, OH)
- 30+ days ago
Company Overview: Hospeco Brand Groups (Tranzonic Companies) is thehubfor astrategic collectionof manufacturing and salescompaniesthat lead the way in multiple categories - from personal care and...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (4 miles from Brooklyn, OH)
- 30+ days ago
- Cleveland, OH (4 miles from Brooklyn, OH)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In Person- Palmer Holland
- Westlake, OH (9 miles from Brooklyn, OH)
- 90+ days ago
- Westlake, OH (9 miles from Brooklyn, OH)
- 90+ days ago
Position summary The Compliance Director is responsible for developing, implementing, and overseeing compliance programs to ensure that the company operates in accordance with all applicable laws,...
In PersonTechnical Governance, Risk, & Compliance Manager
- CBIZ, Inc.
- Cleveland, OH (4 miles from Brooklyn, OH)
- 90+ days ago
- Cleveland, OH (4 miles from Brooklyn, OH)
- 90+ days ago
#LI-MM2 #LI-Hybrid Essential Functions and Primary Duties Proactively manage IT staff that are responsible for all aspects of client and end user service Work hand-in-hand with business leads to...
HybridDemographic Data for Brooklyn, OH
Moving to Brooklyn, OH? Find some basic demographic data about Brooklyn, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brooklyn, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brooklyn, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Analytical Skills
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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