Compliance Manager Jobs in Brooklyn Heights, OH
Compliance Manager Enterprise Fraud and Disputes
- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 11 hours ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 11 hours ago
Required Qualifications Bachelors Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred....
HybridRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Richfield, OH (10 miles from Brooklyn Heights, OH)
- 10 days ago
- Richfield, OH (10 miles from Brooklyn Heights, OH)
- 10 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonCompliance Officer Consumer Lending Originations
- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 14 days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 14 days ago
Location: 4910 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer will be a member of the Consumer Lending Compliance team within Compliance Risk Management....
HybridCompliance Officer - Consumer Lending Servicing
- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 14 days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 14 days ago
Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Compliance Officer will be a member of the Consumer Lending Servicing Compliance team within Compliance Risk Management....
HybridRegional Compliance Officer - Key Investment Services (KIS)
- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 30+ days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 30+ days ago
Location: 4900 Tiedeman Road, Brooklyn Ohio Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
In Person- KeyBank
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 30+ days ago
- Brooklyn, OH (6 miles from Brooklyn Heights, OH)
- 30+ days ago
The Senior Compliance Manager sits in the second of defense. Incumbents are known internally and externally as reliable, knowledgeable resource....
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 60+ days ago
- Cleveland, OH (7 miles from Brooklyn Heights, OH)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Brooklyn Heights, OH
Moving to Brooklyn Heights, OH? Find some basic demographic data about Brooklyn Heights, OH below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brooklyn Heights, OH
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brooklyn Heights, OH offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Loan Origination
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills