Compliance Manager Jobs in Bascom, OH
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1 Jobs
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Findlay, OH (20 miles from Bascom, OH)
- 60+ days ago
- Findlay, OH (20 miles from Bascom, OH)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonCompliance Manager Online Courses and Training Opportunities
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VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Salary for Compliance Manager Jobs in Bascom, OH
Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHire research efforts.
Licensing / Certification
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bascom, OH offer the following education background
Bachelor's Degree
43.8%
Master's Degree
26.6%
High School or GED
8.5%
Associate's Degree
7.8%
Vocational Degree or Certification
5.6%
Doctorate Degree
5.6%
Some College
1.8%
Some High School
0.2%
Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Bascom, OH
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%
Qualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
In-Demand skills () are the most popular among employers according to the current jobs in our database. Last updated today!
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