Compliance Manager Jobs in Mount Holly, NC
- American Express
- Charlotte, NC (11 miles from Mount Holly, NC)
- 10 hours ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 10 hours ago
1LoD Consumer Compliance Manager American Express is seeking a detail oriented and proactive First Line of Defense (1LoD) Consumer Compliance Manager to support the business in managing compliance risk...
In PersonSenior Manager, Compliance Testing (US)
- TD Bank
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - S186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonCapital Markets Compliance Officer
- US Bank
- Charlotte, NC (11 miles from Mount Holly, NC)
- 3 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 3 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In PersonSenior Compliance Manager - Branch Inspections
- TD Bank
- Charlotte, NC (11 miles from Mount Holly, NC)
- 4 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 4 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- Truist
- Charlotte, NC (11 miles from Mount Holly, NC)
- 5 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 5 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In Person- Deloitte
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
Position Summary Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability...
In PersonCompliance Manager - Governance & Reporting
- TD Bank
- Charlotte, NC (11 miles from Mount Holly, NC)
- 13 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 13 days ago
The responsibilities for the Compliance Manager - Governance & Reporting include: Maintain and update the US Compliance Regulatory Change policy, procedures, and job aids....
In PersonMaintenance Regulatory Compliance Manager
- PSA Airlines
- Charlotte, NC (11 miles from Mount Holly, NC)
- 13 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 13 days ago
Manager is responsible to oversee the day-to-day compliance of PSA Airlines for Maintenance....
In PersonFair and Responsible Banking Compliance Manager
- U.S. Bancorp
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
Job Description The Fair and Responsible Banking Compliance Manager will support the Fair and Responsible Banking (FaRB) Program within Corporate Compliance in the second line of defense....
In Person- Modern Construction Services
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
About the Role Were hiring a Compliance Manager to protect the operational integrity of Modern Construction Services....
In Person- Oliver James
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 14 days ago
Compliance Senior Manager Job Summary / Introduction Our client is seeking a Compliance Senior Manager to support and oversee regulatory compliance operations across a multi-state P&C insurance...
In PersonCompliance Officer Senior-Mortgage Origination
- City National Bank
- Charlotte, NC (11 miles from Mount Holly, NC)
- 15 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 15 days ago
Certifications Preferred: Certified Mortgage Compliance Professional (CMCP) or Certified Regulatory Compliance Manager (CRCM) with a focus on mortgage banking. WHAT'S IN IT FOR YOU?...
RemoteSenior Compliance Director - Regulatory Engagement & Policy Governance Charlotte, NC, USA
- Vanguard Group, Inc.
- Charlotte, NC (11 miles from Mount Holly, NC)
- 20 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 20 days ago
Senior Compliance Director - Regulatory Engagement & Policy Governance Provides enterprise-wide strategic leadership for Vanguard's regulatory engagement program and Compliance Policy Governance...
HybridRisk & Compliance Manager - Americas
- Xylem Services USA LLC
- Charlotte, NC (11 miles from Mount Holly, NC)
- 26 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 26 days ago
The Risk and Compliance Manager plays a critical role within Xylem's Americas Governance, Risk & Compliance (GRC) Team and Corporate Internal Controls function....
HybridTraining & Compliance Coordinator
- Mosaic Pediatric Therapy
- Charlotte, NC (11 miles from Mount Holly, NC)
- 29 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 29 days ago
We are seeking a highly organized and detail-oriented Training & Compliance Coordinator to support our Mosaic Apprentice Program (MAP) as well as various overarching training initiatives. In this...
In PersonDemographic Data for Mount Holly, NC
Moving to Mount Holly, NC? Find some basic demographic data about Mount Holly, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mount Holly, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mount Holly, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Consumer Lending
- Securities and Exchange Commission
- Loan Servicing
- Management Reporting
- Know Your Customer
- BSA
- Wealth Management
- OFAC
- Treasury
- Valuation
- Mortgage Servicing
- Anti-Money Laundering
- Investment Management
- Internal Control
- Lending
- Due Diligence
- Financial Services
- FDA Regulations
- Resolution
- Discretion
- Strategy Development
- Analytical Skills
- Risk Management
- Finance
- Decision Making
- Accounting
- Auditing
- Investigation
- Documentation
- Verbal Communication
- Coaching
- Mentoring
- Implementation
- Reporting
- Collaboration
- Employee Development
- Policy Development
- Filing
- Microsoft PowerPoint
- Sales
- Bachelor's Degree
- Regulations
- Microsoft Excel
- Research Skills
- Problem Solving
- Microsoft Office
- Staff Supervision
- Scheduling
- Project Management
- Teamwork
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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