Compliance Manager Jobs in Davidson, NC
Compliance Manager- Regulation E
- Truist
- Charlotte, NC (19 miles from Davidson, NC)
- 14 hours ago
- Charlotte, NC (19 miles from Davidson, NC)
- 14 hours ago
Certified Regulatory Compliance Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers...
In PersonCompliance Reporting Manager (US)
- TD Bank
- Charlotte, NC (19 miles from Davidson, NC)
- 1 day ago
- Charlotte, NC (19 miles from Davidson, NC)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $91,000 - $145,600 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonManager, Compliance & Risk Management
- JLL
- Charlotte, NC (19 miles from Davidson, NC)
- 4 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 4 days ago
JLL empowers you to shape a brighter way. Our people at JLL are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients. We...
In PersonCompliance Manager - Real Estate Secured Lending
- TD Bank
- Charlotte, NC (19 miles from Davidson, NC)
- 7 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 7 days ago
The Compliance Manager - Real Estate Secured Lending plays a critical role in ensuring adherence to r egulatory requirements such as Regulations X, Z, SCRA, FCRA and FDPA and other consumer protection...
In PersonManager - Compliance - Special Investigations
- American Express
- Charlotte, NC (19 miles from Davidson, NC)
- 13 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 13 days ago
Minimum Qualifications: Bachelor's degree or equivalent experience. 6+ years of work experience in a financial services institution in any of the following areas is highly preferred: Anti-Money Laundering...
In PersonConsumer Product Compliance Manager
- American Express
- Charlotte, NC (19 miles from Davidson, NC)
- 13 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 13 days ago
Our US Consumer Services team is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes...
In Person- Truist Financial Corporation
- Charlotte, NC (19 miles from Davidson, NC)
- 15 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 15 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In PersonVendor Compliance Coordinator (Hybrid)
- Belk
- Charlotte, NC (19 miles from Davidson, NC)
- 19 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 19 days ago
This position is responsible for assisting in the coordination and management of Belk's Vendor Compliance programs. This role works with internal supply chain, sourcing, and merchandising teams as...
Hybrid- Ameriprise Financial
- Charlotte, NC (19 miles from Davidson, NC)
- 20 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 20 days ago
We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support Advice...
In Person- Truist
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
Certified Regulatory Compliance Manager (CRCM) 5. Direct experience with trust and investment management business lines, whether in first, second or third line of defense....
In Person- Coinbase
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In Person- Advocate Aurora Health
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
Department: 10107 Enterprise Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Monday through Friday,...
Remote- CRC Group
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. If you have...
In Person- Asana Partners
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
teams on regulatory reporting requirements Leverage data analytics to identify trends, gaps and opportunities for program improvement Requirements Deep knowledge of the Advisers Act, insider trading, anti-money...
In Person- Citizens Financial Group, Inc.
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
Description Are you passionate about data privacy and ready to grow your career in risk management? Join us as a Privacy Risk Professional and play a pivotal role in strengthening our enterprise...
In PersonDemographic Data for Davidson, NC
Moving to Davidson, NC? Find some basic demographic data about Davidson, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Davidson, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Davidson, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Loan Origination
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Accounting
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Collaboration
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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