Compliance Manager Jobs in Davidson, NC
Senior Lead Compliance Officer - Global Surveillance Oversight.
- D42 Wells Fargo Securities, LLC
- Charlotte, NC (19 miles from Davidson, NC)
- 1 day ago
- Charlotte, NC (19 miles from Davidson, NC)
- 1 day ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
In Person- Ameriprise Financial
- Charlotte, NC (19 miles from Davidson, NC)
- 3 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 3 days ago
We are searching for a Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field...
In Person- Dentsply Sirona
- Charlotte, NC (19 miles from Davidson, NC)
- 16 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 16 days ago
More Results Regulatory Affairs Manager Employer Dentsply Sirona Location Charlotte, North Carolina, US Salary Competitive Closing date Dec 27, 2025 View more categories View less categories...
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- Charlotte, NC (19 miles from Davidson, NC)
- 19 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 19 days ago
The Compliance Manager Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
In PersonAssociate Manager, Compliance Charlotte, NC, USA
- Coinbase Global
- Charlotte, NC (19 miles from Davidson, NC)
- 21 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 21 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In PersonBlending Compliance Supervisor
- Carolina Beverage
- Mooresville, NC (2 miles from Davidson, NC)
- 23 days ago
- Mooresville, NC (2 miles from Davidson, NC)
- 23 days ago
Our Opportunity: Blending Compliance Supervisor Status: Full Time Day Shift Schedule: Monday - Friday The Blending Compliance Supervisor will be responsible for providing continuous improvement...
In Person- Advocate Aurora Health
- Charlotte, NC (19 miles from Davidson, NC)
- 24 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 24 days ago
Department: 10107 Enterprise Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Monday through Friday,...
Remote- Advocate Aurora Health
- Charlotte, NC (19 miles from Davidson, NC)
- 25 days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 25 days ago
Department: 10107 Advocate Aurora Health Corporate - Compliance and Integrity Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: N/A Pay Range...
Remote- CRC Group
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
The position is described below. If you want to apply, click the Apply button at the top or bottom of this page. You'll be required to create an account or sign in to an existing one. If you have...
In Person- Asana Partners
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
teams on regulatory reporting requirements Leverage data analytics to identify trends, gaps and opportunities for program improvement Requirements Deep knowledge of the Advisers Act, insider trading, anti-money...
In PersonMaintenance Regulatory Compliance Manager
- PSA Airlines
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 30+ days ago
Manager is responsible to oversee the day-to-day compliance of PSA Airlines for Maintenance....
In PersonCompliance Oversight Manager - Real Estate Secured Servicing
- TD Bank
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
Strong communication and reporting capabilities, along with subject matter expertise in consumer lending regulations, are essential....
HybridCompliance Manager - Credit Card Business Oversight
- TD Bank
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 60+ days ago
Certified Regulatory Compliance Manager (CRCM) a plus Customer Accountabilities: Proactively advises the business of new and changed Compliance regulatory and/or policy changes Formulates relevant and...
Hybrid- Citizens Financial Group, Inc.
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
Description Are you passionate about data privacy and ready to grow your career in risk management? Join us as a Privacy Risk Professional and play a pivotal role in strengthening our enterprise...
In PersonConstruction Environmental Compliance Coordinator (ECC) (Field Based)
- ERM
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
- Charlotte, NC (19 miles from Davidson, NC)
- 90+ days ago
ERM is hiring a Construction Environmental Compliance Coordinator (ECC) to oversee environmental compliance in Florence, SC. The projects we work on and the services we provide demand teams of...
In PersonDemographic Data for Davidson, NC
Moving to Davidson, NC? Find some basic demographic data about Davidson, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Davidson, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Davidson, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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