Compliance Manager Jobs in Charlotte, NC
1LoD Consumer Compliance Manager American Express is seeking a detail oriented and proactive First Line of Defense (1LoD) Consumer Compliance Manager to support the business in managing compliance risk...
In PersonWork Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - S186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonIn addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In PersonSenior Compliance Manager - Branch Inspections
- TD Bank
- Charlotte, NC
- 4 days ago
- Charlotte, NC
- 4 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $173,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In PersonPosition Summary Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability...
In PersonCompliance Manager - Governance & Reporting
- TD Bank
- Charlotte, NC
- 13 days ago
- Charlotte, NC
- 13 days ago
The responsibilities for the Compliance Manager - Governance & Reporting include: Maintain and update the US Compliance Regulatory Change policy, procedures, and job aids....
In PersonMaintenance Regulatory Compliance Manager
- PSA Airlines
- Charlotte, NC
- 13 days ago
- Charlotte, NC
- 13 days ago
Manager is responsible to oversee the day-to-day compliance of PSA Airlines for Maintenance....
In PersonFair and Responsible Banking Compliance Manager
- U.S. Bancorp
- Charlotte, NC
- 14 days ago
- Charlotte, NC
- 14 days ago
Job Description The Fair and Responsible Banking Compliance Manager will support the Fair and Responsible Banking (FaRB) Program within Corporate Compliance in the second line of defense....
In PersonAbout the Role Were hiring a Compliance Manager to protect the operational integrity of Modern Construction Services....
In PersonCompliance Senior Manager Job Summary / Introduction Our client is seeking a Compliance Senior Manager to support and oversee regulatory compliance operations across a multi-state P&C insurance...
In PersonCompliance Officer Senior-Mortgage Origination
- City National Bank
- Charlotte, NC
- 15 days ago
- Charlotte, NC
- 15 days ago
Certifications Preferred: Certified Mortgage Compliance Professional (CMCP) or Certified Regulatory Compliance Manager (CRCM) with a focus on mortgage banking. WHAT'S IN IT FOR YOU?...
RemoteSenior Compliance Director - Regulatory Engagement & Policy Governance Charlotte, NC, USA
- Vanguard Group, Inc.
- Charlotte, NC
- 20 days ago
- Charlotte, NC
- 20 days ago
Senior Compliance Director - Regulatory Engagement & Policy Governance Provides enterprise-wide strategic leadership for Vanguard's regulatory engagement program and Compliance Policy Governance...
HybridRisk & Compliance Manager - Americas
- Xylem Services USA LLC
- Charlotte, NC
- 26 days ago
- Charlotte, NC
- 26 days ago
The Risk and Compliance Manager plays a critical role within Xylem's Americas Governance, Risk & Compliance (GRC) Team and Corporate Internal Controls function....
HybridTraining & Compliance Coordinator
- Mosaic Pediatric Therapy
- Charlotte, NC
- 29 days ago
- Charlotte, NC
- 29 days ago
We are seeking a highly organized and detail-oriented Training & Compliance Coordinator to support our Mosaic Apprentice Program (MAP) as well as various overarching training initiatives. In this...
In PersonDemographic Data for Charlotte, NC
Moving to Charlotte, NC? Find some basic demographic data about Charlotte, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Charlotte, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Charlotte, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Consumer Lending
- Securities and Exchange Commission
- Loan Servicing
- Management Reporting
- Know Your Customer
- BSA
- Wealth Management
- OFAC
- Treasury
- Valuation
- Mortgage Servicing
- Anti-Money Laundering
- Investment Management
- Internal Control
- Lending
- Due Diligence
- Financial Services
- FDA Regulations
- Resolution
- Discretion
- Strategy Development
- Analytical Skills
- Risk Management
- Finance
- Decision Making
- Accounting
- Auditing
- Investigation
- Documentation
- Verbal Communication
- Coaching
- Mentoring
- Implementation
- Reporting
- Collaboration
- Employee Development
- Policy Development
- Filing
- Microsoft PowerPoint
- Sales
- Bachelor's Degree
- Regulations
- Microsoft Excel
- Research Skills
- Problem Solving
- Microsoft Office
- Staff Supervision
- Scheduling
- Project Management
- Teamwork
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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