Compliance Manager Jobs in Sparkill, NY
Relationship Manager, Compliance Solutions - Associate
- iCapital Network
- Greenwich, CT (14 miles from Sparkill, NY)
- 14 hours ago
- Greenwich, CT (14 miles from Sparkill, NY)
- 14 hours ago
About the Role iCapital is seeking a Relationship Manager to join the Compliance Solutions team. This role is responsible for managing and strengthening relationships with asset managers and...
Remote- Bluevine Capital Inc.
- Jersey City, NJ (21 miles from Sparkill, NY)
- 14 hours ago
- Jersey City, NJ (21 miles from Sparkill, NY)
- 14 hours ago
We create modern financial solutions, from checking and lending to payments and beyond, designed to help small business owners grow, thrive, and take control of their financial future....
Hybrid- Larson Maddox
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
Our client, a small but internationally active global markets bank, is seeking to appoint a Chief Compliance Officer (CCO) to lead and further enhance its global Compliance function. This is a...
In PersonLead Product Manager (Compliance and Fraud)
- Zinnia
- Greenwich, CT (14 miles from Sparkill, NY)
- 2 days ago
- Greenwich, CT (14 miles from Sparkill, NY)
- 2 days ago
Familiarity with relevant regulations and industry standards (e.g., BSA/AML, USA PATRIOT Act, OFAC, GDPR, CCPA, GLBA, SEC/FINRA)....
In PersonDirector - Compliance Committee Governance
- American Express
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE) etc.)...
In PersonSenior Director, Compliance Technology Governance & Social Media
- Northwestern Mutual
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
About the Job: Leads enterprise Compliance Systems and Strategic Advisory capabilities, overseeing compliance surveillance systems, data and analytics, and complex compliance programs. Responsible...
HybridFinancial & Regulatory Reporting Manager
- US Bank
- Hackensack, NJ (11 miles from Sparkill, NY)
- 2 days ago
- Hackensack, NJ (11 miles from Sparkill, NY)
- 2 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- New York City, NY
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
Agency Description The Department of Small Business Services (SBS) helps unlock economic potential and create economic security for all New Yorkers by connecting New Yorkers to good jobs, creating...
In PersonCompliance Director - Corporate & Investment Banking
- Wells Fargo
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
About this role: Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing...
In PersonCompliance Manager - Trust and Fiduciary
- Citizens Financial Group, Inc.
- Stamford, CT (19 miles from Sparkill, NY)
- 3 days ago
- Stamford, CT (19 miles from Sparkill, NY)
- 3 days ago
As the Compliance Manager, you will work to mitigate risk and assure that Citizens' businesses are in compliance with all applicable laws, regulations, and policies....
In Person- Polymarket
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
- New York, NY (19 miles from Sparkill, NY)
- 3 days ago
About the role Polymarket is hiring an AML Compliance Officer to oversee and implement our Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance program....
In Person- New York City, NY
- New York, NY (19 miles from Sparkill, NY)
- 4 days ago
- New York, NY (19 miles from Sparkill, NY)
- 4 days ago
The Manhattan District Attorney's Office (DANY) has an immediate opening for an Equal Employment Opportunity (EEO) Compliance Coordinator/Reasonable Accommodation Coordinator. In this position,...
In Person- TD Bank
- New York, NY (19 miles from Sparkill, NY)
- 4 days ago
- New York, NY (19 miles from Sparkill, NY)
- 4 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
In Person- Invesco
- New York City, NY (21 miles from Sparkill, NY)
- 4 days ago
- New York City, NY (21 miles from Sparkill, NY)
- 4 days ago
About the Role: The Compliance Manager as a key contributor within the Compliance Monitoring function, supporting the execution of the firm's risk-based compliance testing and surveillance activities...
HybridQuality Assurance & Regulatory Affairs Manager
- System One
- Jersey City, NJ (21 miles from Sparkill, NY)
- 5 days ago
- Jersey City, NJ (21 miles from Sparkill, NY)
- 5 days ago
Quality Assurance & Regulatory Affairs Manager - Medical Device Manufacturing (PRP Products) Location: Jersey City, NJ Hours / Schedule : Onsite, Monday - Friday Type: Direct Hire Compensation:...
In PersonDemographic Data for Sparkill, NY
Moving to Sparkill, NY? Find some basic demographic data about Sparkill, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sparkill, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sparkill, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Corporate Tax
- Stormwater Pollution Prevention Plan
- Mortgage Servicing
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Wealth Management
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Analytical Skills
- Risk Management
- Finance
- Written Communication
- Accounting
- Auditing
- Decision Making
- Implementation
- Verbal Communication
- Interpersonal Skills
- Reporting
- Documentation
- Investigation
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Filing
- Employee Development
- Bachelor's Degree
- Microsoft Word
- Regulations
- Research Skills
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Project Management
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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