Compliance Manager Jobs in Sparkill, NY
- New York City, NY
- New York, NY (19 miles from Sparkill, NY)
- 9 hours ago
- New York, NY (19 miles from Sparkill, NY)
- 9 hours ago
Agency Description The Department of Small Business Services (SBS) helps unlock economic potential and create economic security for all New Yorkers by connecting New Yorkers to good jobs, creating...
In PersonCompliance Director - Corporate & Investment Banking
- Wells Fargo
- New York, NY (19 miles from Sparkill, NY)
- 9 hours ago
- New York, NY (19 miles from Sparkill, NY)
- 9 hours ago
About this role: Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing...
In PersonCompliance Manager - Trust and Fiduciary
- Citizens Financial Group, Inc.
- Stamford, CT (19 miles from Sparkill, NY)
- 10 hours ago
- Stamford, CT (19 miles from Sparkill, NY)
- 10 hours ago
As the Compliance Manager, you will work to mitigate risk and assure that Citizens' businesses are in compliance with all applicable laws, regulations, and policies....
In Person- Polymarket
- New York, NY (19 miles from Sparkill, NY)
- 11 hours ago
- New York, NY (19 miles from Sparkill, NY)
- 11 hours ago
About the role Polymarket is hiring an AML Compliance Officer to oversee and implement our Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance program....
In Person- New York City, NY
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
The Manhattan District Attorney's Office (DANY) has an immediate opening for an Equal Employment Opportunity (EEO) Compliance Coordinator/Reasonable Accommodation Coordinator. In this position,...
In Person- TD Bank
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
- New York, NY (19 miles from Sparkill, NY)
- 1 day ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
In Person- Invesco
- New York City, NY (21 miles from Sparkill, NY)
- 1 day ago
- New York City, NY (21 miles from Sparkill, NY)
- 1 day ago
About the Role: The Compliance Manager as a key contributor within the Compliance Monitoring function, supporting the execution of the firm's risk-based compliance testing and surveillance activities...
HybridQuality Assurance & Regulatory Affairs Manager
- System One
- Jersey City, NJ (21 miles from Sparkill, NY)
- 2 days ago
- Jersey City, NJ (21 miles from Sparkill, NY)
- 2 days ago
Quality Assurance & Regulatory Affairs Manager - Medical Device Manufacturing (PRP Products) Location: Jersey City, NJ Hours / Schedule : Onsite, Monday - Friday Type: Direct Hire Compensation:...
In Person- Invesco Trimark
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
- New York, NY (19 miles from Sparkill, NY)
- 2 days ago
About the Role: The Compliance Manager as a key contributor within the Compliance Monitoring function, supporting the execution of the firms risk-based compliance testing and surveillance activities...
HybridTrade Compliance Coordinator II
- ITT
- Stamford, CT (19 miles from Sparkill, NY)
- 3 days ago
- Stamford, CT (19 miles from Sparkill, NY)
- 3 days ago
About ITT: ITT is a leading manufacturer of critical components for harsh environments that serves fast-growing end markets in flow, aerospace and defense, energy and transportation. Building on...
In PersonPortfolio & Trading Compliance Officer, Mercer Investments
- MarshMcLennan
- New York, NY (19 miles from Sparkill, NY)
- 5 days ago
- New York, NY (19 miles from Sparkill, NY)
- 5 days ago
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of...
HybridAudit Project Manager - Compliance
- US Bank
- New York, NY (19 miles from Sparkill, NY)
- 6 days ago
- New York, NY (19 miles from Sparkill, NY)
- 6 days ago
Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Treasury, etc.) to ensure appropriate...
In PersonDirector, Compliance & Control Manager
- The Bank of New York Mellon
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
Director, Compliance & Control Manager At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the...
In PersonSenior Compliance Manager, DSM Infrastructure (FTC)
- London Stock Exchange Group
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part TimeCompliance Manager (Strategic Execution Lead)
- Coinbase Global
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
- New York, NY (19 miles from Sparkill, NY)
- 7 days ago
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
In PersonDemographic Data for Sparkill, NY
Moving to Sparkill, NY? Find some basic demographic data about Sparkill, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sparkill, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sparkill, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Corporate Tax
- Corporate Development
- Stormwater Pollution Prevention Plan
- Mortgage Servicing
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Accounting
- Decision Making
- Implementation
- Interpersonal Skills
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Coaching
- Employee Development
- Filing
- Bachelor's Degree
- Microsoft Word
- Regulations
- Research Skills
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Project Management
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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