Compliance Manager Jobs in Sleepy Hollow, NY
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
VP Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications - TD Securities (US) TD Bank 4.1 ( ) New York, NY for later Why you should apply for a job to...
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
VP Compliance Manager, Trade Surveillance - Portfolio Management & Surveillance Initiatives - TD Securities (US) TD Bank 4.1 ( ) New York, NY for later Why you should apply for a job to TD Bank : Ranked...
Maintenance and Compliance Coordinator (Multiple Locations)
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 hours ago
un Maintenance and Compliance Coordinator (Multiple Locations) (Brooklyn/Queens/Bronx) compensation: Starting at $20/hour + reimbursement for travel and tolls. employment type: experience level:...
Student Athletics Program Coordinator (Compliance Coordinator)
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
Student Athletics Program Coordinator (Compliance Coordinator) CUNY Brooklyn College, United States about 6 hours ago Location: Brooklyn, NEW YORK Details Posted: Unknown Location: Salary:...
Senior Manager - Compliance Risk Assessment Program
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Lead Compliance Officer - Structured Products Group
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
Experience executing compliance activities related to Structured Products origination, syndications and lending. Knowledge of CFPB and consumer lending regulatory frameworks....
Senior Manager, Compliance [Regions]
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your...
Senior Manager, Compliance Quality Assurance (US)
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Audit and Exam Coordinator
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, Fair and Responsible Banking Advising (US)
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 2 days ago
This role also manages compliance aspects of the applicable fair lending laws, including the Equal Credit Opportunity Act, Fair Housing Act, as well as Fair and Responsible Banking related expectations...
New York - Risk & Compliance - Financial Crimes Compliance - Manager
- New York, NY (24 miles from Sleepy Hollow, NY)
- 3 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 3 days ago
Certified Anti-Money Laundering Specialist (CAMS) with extensive experience in BSA/AML/OFAC/Fraud compliance across diverse financial institutions....
Senior Manager - Compliance, U.S. Consumer
- New York, NY (24 miles from Sleepy Hollow, NY)
- 3 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 3 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Maintenance and Compliance Coordinator (Multiple Locations)
- Bronx, NY (18 miles from Sleepy Hollow, NY)
- 3 days ago
- Bronx, NY (18 miles from Sleepy Hollow, NY)
- 3 days ago
We are a growing New York City property management company looking for a reliable Maintenance and Compliance Coordinator to join our team. Youll oversee building supers, handle maintenance...
Compliance Issue Management Governance Manager Compliance Issue Management Governance Manager
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 days ago
Compliance Issue Management Governance Manager TD Bank 4.1 ( ) Multiple Locations (Remote) for later Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job...
Remote Work- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 days ago
- New York, NY (24 miles from Sleepy Hollow, NY)
- 4 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Demographic Data for Sleepy Hollow, NY
Moving to Sleepy Hollow, NY? Find some basic demographic data about Sleepy Hollow, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sleepy Hollow, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sleepy Hollow, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Commercial Banking
- Mortgage Servicing
- Equities
- Private Banking
- Equity Research
- Fixed Income
- Know Your Customer
- BSA
- Consumer Lending
- OFAC
- Capital Markets
- Internal Control
- Securities and Exchange Commission
- Lending
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Written Communication
- Analytical Skills
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Interpersonal Skills
- Investigation
- Reporting
- Policy Development
- Coaching
- Microsoft PowerPoint
- Filing
- Bachelor's Degree
- Regulations
- Project Management
- Time Management
- Microsoft Word
- Microsoft Office
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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