Compliance Manager Jobs in Saint Albans, NY
CIP and CDD Compliance Supervisor
- Jefferies
- Hoboken, NJ (14 miles from Saint Albans, NY)
- 3 hours ago
- Hoboken, NJ (14 miles from Saint Albans, NY)
- 3 hours ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In Person- Deutsche Bank
- New York, NY (12 miles from Saint Albans, NY)
- 3 hours ago
- New York, NY (12 miles from Saint Albans, NY)
- 3 hours ago
Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing...
HybridDirector - Compliance : Major Case Investigations
- American Express
- New York, NY (12 miles from Saint Albans, NY)
- 9 hours ago
- New York, NY (12 miles from Saint Albans, NY)
- 9 hours ago
Manager/Director in a financial services institution with expertise in any of the following areas: BSA-AML compliance, law enforcement, complex AML/CTF/ABC investigations....
In PersonCIP and CDD Compliance Supervisor
- Jefferies Financial Group Inc.
- Jersey City, NJ (16 miles from Saint Albans, NY)
- 9 hours ago
- Jersey City, NJ (16 miles from Saint Albans, NY)
- 9 hours ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In PersonSenior Compliance Officer - Credit
- UBS
- New York, NY (12 miles from Saint Albans, NY)
- 9 hours ago
- New York, NY (12 miles from Saint Albans, NY)
- 9 hours ago
Your role Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing...
In PersonRegulatory Compliance Coordinator I - Cardiology
- Mount Sinai Health Systems
- New York, NY (12 miles from Saint Albans, NY)
- 19 hours ago
- New York, NY (12 miles from Saint Albans, NY)
- 19 hours ago
Description The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new clinical trials. The individual will be...
In PersonFinance and Compliance Manager-Sponsored Projects Finance-Hybrid Schedule
- Columbia University
- New York, NY (12 miles from Saint Albans, NY)
- 1 day ago
- New York, NY (12 miles from Saint Albans, NY)
- 1 day ago
Position Summary Reporting to the Senior Finance and Compliance Manager, the Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration...
HybridRegulatory Affairs Manager, Regulatory Affairs, Controlled Substances Monitoring
- McKesson Corporation
- Newark, NJ (21 miles from Saint Albans, NY)
- 2 days ago
- Newark, NJ (21 miles from Saint Albans, NY)
- 2 days ago
Job Order Number: DF0306764 Job Title: Regulatory Affairs Manager, Regulatory Affairs, Controlled Substances Monitoring Company: McKesson Corporation Location: Newark, NJ Salary: Education:...
RemoteOperations & Compliance Director
- United Staffing Solutionshttps://www.unitedstaffingsolutions.net/wp-content/uploads/2020/03/uss-sq.pnghttp://www.unitedstaffingsolutions.nethttp://www.unitedstaffingsolutions.net
- New York, NY (12 miles from Saint Albans, NY)
- 2 days ago
- New York, NY (12 miles from Saint Albans, NY)
- 2 days ago
OPERATIONS & COMPLIANCE DIRECTOR - LAW FIRM United Staffing Solutions, a leader in the staffing industry is representing a well-established, law firm who specializes in personal injury cases that...
In Person- Euronext Markets Americas LLC
- New York, NY (12 miles from Saint Albans, NY)
- 2 days ago
- New York, NY (12 miles from Saint Albans, NY)
- 2 days ago
Return to selected search result Chief Compliance Officer Apply locations New York time type Full time posted on Posted Today job requisition id R24060 Job Profile The compliance officer will be...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (16 miles from Saint Albans, NY)
- 2 days ago
- Jersey City, NJ (16 miles from Saint Albans, NY)
- 2 days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In PersonContract Compliance Supervisor, Emergency Operations and Enhanced Enforcement Division (EOD)
- New York City, NY
- New York City, NY (12 miles from Saint Albans, NY)
- 4 days ago
- New York City, NY (12 miles from Saint Albans, NY)
- 4 days ago
About the Agency: The NYC Department Housing Preservation & Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods...
In PersonDirector of Compliance Technology Modernization
- Mizuho
- New York, NY (12 miles from Saint Albans, NY)
- 5 days ago
- New York, NY (12 miles from Saint Albans, NY)
- 5 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
HybridRegulatory Compliance Coordinator - Tisch Cancer Center
- Mount Sinai Health Systems
- New York, NY (12 miles from Saint Albans, NY)
- 6 days ago
- New York, NY (12 miles from Saint Albans, NY)
- 6 days ago
Description A Regulatory Compliance Coordinator position is currently available within the Tisch Cancer Institute. The incumbent will work with investigators and the Cancer Clinical Trials Office...
In Person- Related
- New York, NY (12 miles from Saint Albans, NY)
- 6 days ago
- New York, NY (12 miles from Saint Albans, NY)
- 6 days ago
) and Anti-Money Laundering (AML) verifications....
In PersonDemographic Data for Saint Albans, NY
Moving to Saint Albans, NY? Find some basic demographic data about Saint Albans, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Saint Albans, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Saint Albans, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Private Banking
- Mortgage Servicing
- Equities
- Equity Research
- Wealth Management
- Know Your Customer
- BSA
- Fixed Income
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Implementation
- Collaboration
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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