Compliance Manager Jobs in Rosedale, NY
Compliance Manager, Commercial and Counterparty Credit
- Capital One
- New York, NY (14 miles from Rosedale, NY)
- 7 days ago
- New York, NY (14 miles from Rosedale, NY)
- 7 days ago
Compliance Manager, Commercial and Counterparty Credit Capital Ones Governance, Valuations, & Innovation (GV&I) Team is a second line of defense function housed within the Credit Risk & Analytics (CR...
In Person- TD Bank
- New York, NY (14 miles from Rosedale, NY)
- 16 hours ago
- New York, NY (14 miles from Rosedale, NY)
- 16 hours ago
Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance....
In PersonDirector of Compliance Technology Modernization Director of Compliance Technology Modernization
- Mizuho Americas
- New York, NY (14 miles from Rosedale, NY)
- 16 hours ago
- New York, NY (14 miles from Rosedale, NY)
- 16 hours ago
Key Responsibilities Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems Architect and execute cloud transformation with complete...
HybridCompliance Oversight Manager - Real Estate Secured Servicing
- TD Bank
- New York, NY (14 miles from Rosedale, NY)
- 23 hours ago
- New York, NY (14 miles from Rosedale, NY)
- 23 hours ago
Strong communication and reporting capabilities, along with subject matter expertise in consumer lending regulations, are essential....
HybridQuality Compliance Coordinator (Complaints)
- Regeneron Pharmaceuticals, Inc (USA)
- New York, NY (14 miles from Rosedale, NY)
- 1 day ago
- New York, NY (14 miles from Rosedale, NY)
- 1 day ago
Return to selected search result Quality Compliance Coordinator (Complaints) Apply locations RENSS - TECH VALLEY time type Full time posted on Posted Today job requisition id R43189 The Quality...
In PersonDirector of Compliance, Employee Benefits (JD Preferred)
- Assured Partners
- New York, NY (14 miles from Rosedale, NY)
- 1 day ago
- New York, NY (14 miles from Rosedale, NY)
- 1 day ago
Introduction Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across industries. As a member of our team, you...
In PersonOperations & Compliance Director - Personal Injury Law Firm
- United Staffing Solutionshttps://www.unitedstaffingsolutions.net/wp-content/uploads/2020/03/uss-sq.pnghttp://www.unitedstaffingsolutions.nethttp://www.unitedstaffingsolutions.net
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
Operations & Compliance Director - Personal Injury Law Firm Location: Downtown Manhattan, in the vibrant Financial District | Full-Time | On-Site Compensation & Benefits: $140,000 annual salary...
In PersonCompliance Coordinator, Employee Benefits
- Gallagher Benefit Services
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
Compliance Coordinator, Employee Benefits Gallagher Benefit Services - 3.1 Pittsford, NY Job Details Full-time $51,000 - $76,500 a year 14 hours ago Benefits Paid parental leave Health savings...
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
- New York, NY (14 miles from Rosedale, NY)
- 2 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
HybridContract Compliance Supervisor, Emergency Operations and Enhanced Enforcement Division (EOD)
- New York City, NY
- New York City, NY (14 miles from Rosedale, NY)
- 3 days ago
- New York City, NY (14 miles from Rosedale, NY)
- 3 days ago
About the Agency: The NYC Department Housing Preservation & Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborhoods...
In PersonSenior FCRM Compliance Officer - Prime Brokerage Oversight
- TD Bank
- New York, NY (14 miles from Rosedale, NY)
- 5 days ago
- New York, NY (14 miles from Rosedale, NY)
- 5 days ago
Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance....
In PersonDirector, Compliance Privacy Advisor
- Capital One
- New York, NY (14 miles from Rosedale, NY)
- 7 days ago
- New York, NY (14 miles from Rosedale, NY)
- 7 days ago
Manager (CRCM) At this time, Capital One will not sponsor a new applicant for employment authorization for this position....
In PersonCompliance Officer Senior-Investment Advisory
- City National Bank
- New York, NY (14 miles from Rosedale, NY)
- 8 days ago
- New York, NY (14 miles from Rosedale, NY)
- 8 days ago
COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance oversight and advisory role supporting assigned business...
Remote- Fidelity Investments
- Jersey City, NJ (18 miles from Rosedale, NY)
- 8 days ago
- Jersey City, NJ (18 miles from Rosedale, NY)
- 8 days ago
Job Description: Compliance Director The Role Independently responding to regulatory inquiries accurately and in a timely manner Leading regulatory examinations in person or remotely. Drafting...
In PersonCompliance Officer - Marsh Mercer US & Canada
- Marsh & McLennan Companies, Inc.
- New York, NY (14 miles from Rosedale, NY)
- 8 days ago
- New York, NY (14 miles from Rosedale, NY)
- 8 days ago
You will focus on key areas including Anti-Money Laundering (AML), Trade Sanctions, Conflicts of Interest, Public Sector Regulations, Risk Assessments, Privacy, and Data Protection....
HybridDemographic Data for Rosedale, NY
Moving to Rosedale, NY? Find some basic demographic data about Rosedale, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rosedale, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rosedale, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Private Banking
- Equities
- Equity Research
- Know Your Customer
- BSA
- Wealth Management
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Juris Doctor
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Microsoft Outlook
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Coaching
- Interpersonal Skills
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Research Skills
- Regulations
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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