Compliance Manager Jobs in New York, NY
Were seeking a skilled Legal Compliance Manager to lead and strengthen our compliance infrastructure as we scale....
- New York, NY
- 20 hours ago
- New York, NY
- 20 hours ago
FINANCIAL SERVICES REGULATORY COMPLIANCE DIRECTOR/PARTNER CFE, CPA OR JD WITH AT LEAST 10 YEARS EXP (SOME OF WHICH MUST HAVE BEEN WITH A GOVERNMENT AGENCY OR REGULATOR) $175,000 - $300,000 + Bonus...
.*** The Grants and Compliance Manager for the IRC in New York and New Jersey will maintain a diverse portfolio of grants for New York and New Jersey offices managing activities for post-award grant...
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Multifamily Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing compliance....
About Our Company Aflac Asset Management, LLC, (d.b.a. Aflac Global Investments) is a wholly owned subsidiary of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New York's...
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
Engineering Manager, Compliance Systems
- New York City, NY (2 miles from New York, NY)
- 2 days ago
- New York City, NY (2 miles from New York, NY)
- 2 days ago
Interesting problems you'll get to solve Own and lead development of compliance systems supporting how we underwrite and lend. Think UDAAP, Adverse Actions and Do no harm....
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybrid Schedule
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Position Summary Reporting to the Senior Finance and Compliance Manager, the Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY
- 3 days ago
- New York, NY
- 3 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Demographic Data for New York, NY
Moving to New York, NY? Find some basic demographic data about New York, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- 21 CFR 820
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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