Compliance Manager Jobs in Locust Valley, NY
Chief Compliance Officer - Investment Company
- New York, NY (22 miles from Locust Valley, NY)
- 7 hours ago
- New York, NY (22 miles from Locust Valley, NY)
- 7 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (22 miles from Locust Valley, NY)
- 17 hours ago
- New York, NY (22 miles from Locust Valley, NY)
- 17 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
VP, Investment Compliance Manager
- New York City, NY (24 miles from Locust Valley, NY)
- 19 hours ago
- New York City, NY (24 miles from Locust Valley, NY)
- 19 hours ago
About Our Company Aflac Asset Management, LLC, (d.b.a. Aflac Global Investments) is a wholly owned subsidiary of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New Yorks...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (22 miles from Locust Valley, NY)
- 1 day ago
- New York, NY (22 miles from Locust Valley, NY)
- 1 day ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (22 miles from Locust Valley, NY)
- 1 day ago
- New York, NY (22 miles from Locust Valley, NY)
- 1 day ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
- New York City, NY (24 miles from Locust Valley, NY)
- 2 days ago
- New York City, NY (24 miles from Locust Valley, NY)
- 2 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Legal and Compliance Manager(food & Beverage)
- New York, NY (22 miles from Locust Valley, NY)
- 2 days ago
- New York, NY (22 miles from Locust Valley, NY)
- 2 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
Compliance Manager, Multifamily
- Bronx, NY (17 miles from Locust Valley, NY)
- 2 days ago
- Bronx, NY (17 miles from Locust Valley, NY)
- 2 days ago
Job Title Compliance Manager, Multifamily Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing compliance....
- New York, NY (22 miles from Locust Valley, NY)
- 2 days ago
- New York, NY (22 miles from Locust Valley, NY)
- 2 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Darien, CT (14 miles from Locust Valley, NY)
- 3 days ago
- Darien, CT (14 miles from Locust Valley, NY)
- 3 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- New York, NY (22 miles from Locust Valley, NY)
- 3 days ago
- New York, NY (22 miles from Locust Valley, NY)
- 3 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
Post-Award Grants and Compliance Manager
- New York, NY (22 miles from Locust Valley, NY)
- 3 days ago
- New York, NY (22 miles from Locust Valley, NY)
- 3 days ago
Requisition ID: req58986 Job Title: Post-Award Grants and Compliance Manager Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 76,230.00 - 83,097.00 Annually...
Contracts and Compliance Director
- Garden City South, NY (10 miles from Locust Valley, NY)
- 3 days ago
- Garden City South, NY (10 miles from Locust Valley, NY)
- 3 days ago
Position Overview Accountable for oversight and management of federal, state and commercial contracts involving a range of responsibilities. The primary focus is on managing and ensuring...
JFK Cargo Safety Compliance Supervisor
- Jamaica, NY (17 miles from Locust Valley, NY)
- 4 days ago
- Jamaica, NY (17 miles from Locust Valley, NY)
- 4 days ago
Are you ready to take flight in a dynamic and fast-paced aviation industry? As a global leader in aviation services, Swissport provides G round H andling, C argo H andling, and P assenger S...
Senior Compliance Officer - Surveillance, Data Quality
- New York, NY (22 miles from Locust Valley, NY)
- 4 days ago
- New York, NY (22 miles from Locust Valley, NY)
- 4 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation...
Demographic Data for Locust Valley, NY
Moving to Locust Valley, NY? Find some basic demographic data about Locust Valley, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Locust Valley, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Locust Valley, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Equities
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Securities and Exchange Commission
- Fixed Income
- Lending
- Management Consulting
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Decision Making
- Implementation
- Written Communication
- Finance
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Employee Development
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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