Compliance Manager Jobs in Little Neck, NY
Manager of Compliance & Reporting
- Interstate Waste Services
- Teaneck, NJ (17 miles from Little Neck, NY)
- 30+ days ago
- Teaneck, NJ (17 miles from Little Neck, NY)
- 30+ days ago
Many responsibilities will require cross-functional collaboration, and the Compliance Manager will oversee the team serving as the central liaison to all groups....
In PersonCompliance Officer-Credit Cards
- City National Bank
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
RemoteManager, Compliance Reporting Program Management Manager, Compliance Reporting Program Management
- TD Bank
- New York, NY (13 miles from Little Neck, NY)
- moments ago
- New York, NY (13 miles from Little Neck, NY)
- moments ago
Manager, Compliance Reporting Program Management TD Bank 4.1 ( ) Multiple Locations (Remote) on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job...
RemoteBroker Dealer Regulatory Governance Advisory Compliance Officer New York, NY, USA
- Sumitomo Mitsui Financial Group, Inc.
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
Broker Dealer Regulatory Governance Advisory Compliance OfficerSMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse...
RemoteAssociate Manager, Compliance New York, NY, USA
- Coinbase Global
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In PersonCompliance Officer - Fixed Income Sales & Trading - Credit - Vice President New York, NY, USA
- Deutsche Bank
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice PresidentJob Description: Job Title Compliance Officer - Fixed Income Sales & Trading - Credit Corporate Title Vice President...
HybridSenior Program Manager, Compliance New York, NY, USA
- Coinbase Global
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
Senior Program Manager, ComplianceReady to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious...
In PersonCIP and CDD Compliance Supervisor Hoboken, NJ, USA
- Jefferies
- Hoboken, NJ (15 miles from Little Neck, NY)
- 23 hours ago
- Hoboken, NJ (15 miles from Little Neck, NY)
- 23 hours ago
Laundering (team)....
In PersonCompliance Manager (Card & Rewards) New York, NY, USA
- Brex
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
- New York, NY (13 miles from Little Neck, NY)
- 23 hours ago
Compliance Manager (Card & Rewards)Why join us Brex is the AI-powered spend platform....
RemoteCompliance Officer- Global Markets and Investment Banking
- BPCE
- New York, NY (13 miles from Little Neck, NY)
- 1 day ago
- New York, NY (13 miles from Little Neck, NY)
- 1 day ago
Poste et missions CIB Americas Compliance is seeking a motivated mid-level Compliance Officer to join our dynamic Advisory Compliance team. In this role, you will provide essential support across...
In Person- Coinbase Global
- New York, NY (13 miles from Little Neck, NY)
- 2 days ago
- New York, NY (13 miles from Little Neck, NY)
- 2 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
In PersonSenior Program Manager, Compliance
- Coinbase Global
- New York, NY (13 miles from Little Neck, NY)
- 2 days ago
- New York, NY (13 miles from Little Neck, NY)
- 2 days ago
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
In PersonCIP and CDD Compliance Supervisor
- Jefferies
- Hoboken, NJ (15 miles from Little Neck, NY)
- 3 days ago
- Hoboken, NJ (15 miles from Little Neck, NY)
- 3 days ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In Person- Deutsche Bank
- New York, NY (13 miles from Little Neck, NY)
- 3 days ago
- New York, NY (13 miles from Little Neck, NY)
- 3 days ago
Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing...
HybridDirector - Compliance : Major Case Investigations
- American Express
- New York, NY (13 miles from Little Neck, NY)
- 3 days ago
- New York, NY (13 miles from Little Neck, NY)
- 3 days ago
Manager/Director in a financial services institution with expertise in any of the following areas: BSA-AML compliance, law enforcement, complex AML/CTF/ABC investigations....
In PersonDemographic Data for Little Neck, NY
Moving to Little Neck, NY? Find some basic demographic data about Little Neck, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Little Neck, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Little Neck, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Alternative Investments
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Word
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills